Stammdaten
Unternehmen & Branche
| Name | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND |
|---|---|
| Ticker | – |
| CIK | 0001383496 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | MA |
|---|---|
| Geschäftsadresse | 120 EAST LIBERTY DRIVE, SUITE 400, 60187 WHEATON, IL |
| Telefon | 630-765-8000 |
| EIN (IRS) | 00-0000000 |
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 3597 von typischerweise 8414 Fonds (43 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 29.937.777 | 0 | 29.937.777 | 672.402.471 | Neu | +100,0% | |
| MORGAN STANLEY | 7.359.848 | 0 | 7.359.848 | 437.209.783 | Neu | +100,0% | |
| WELLS FARGO & COMPANY/MN | 6.195.980 | 0 | 6.195.980 | 392.730.414 | Neu | +100,0% | |
| LPL Financial LLC | 5.441.711 | 0 | 5.441.711 | 389.740.720 | Neu | +100,0% | |
| RAYMOND JAMES FINANCIAL INC | 3.384.314 | 0 | 3.384.314 | 251.926.488 | Neu | +100,0% | |
| BANK OF AMERICA CORP /DE/ | 2.292.388 | 0 | 2.292.388 | 149.806.190 | Neu | +100,0% | |
| UBS Group AG | 1.729.383 | 0 | 1.729.383 | 110.952.286 | Neu | +100,0% | |
| Cambridge Investment Research Advisors, Inc. | 1.036.373 | 979.524 | 56.849 | 84.012.000 | Aufgestockt | +5,8% | |
| STIFEL FINANCIAL CORP | 948.362 | 0 | 948.362 | 67.384.632 | Neu | +100,0% | |
| Cetera Investment Advisers | 804.435 | 0 | 804.435 | 64.938.639 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 1.020.434 | 0 | 1.020.434 | 62.819.000 | Neu | +100,0% | |
| COMMONWEALTH EQUITY SERVICES, LLC | 629.234 | 645.521 | -16.287 | 60.794.839 | Reduziert | -2,5% | |
| ENVESTNET ASSET MANAGEMENT INC | 726.744 | 0 | 726.744 | 60.413.606 | Neu | +100,0% | |
| TRUIST FINANCIAL CORP | 550.648 | 554.552 | -3.904 | 56.114.983 | Reduziert | -0,7% | |
| Janney Montgomery Scott LLC | 597.468 | 0 | 597.468 | 43.597.000 | Neu | +100,0% | |
| AMERIPRISE FINANCIAL INC | 503.051 | 0 | 503.051 | 40.186.183 | Neu | +100,0% | |
| D.A. DAVIDSON & CO. | 437.314 | 631.991 | -194.677 | 38.355.098 | Reduziert | -30,8% | |
| EARNED WEALTH ADVISORS, LLC | 525.666 | 0 | 525.666 | 36.476.798 | Neu | +100,0% | |
| OSAIC HOLDINGS, INC. | 471.201 | 0 | 471.201 | 34.778.281 | Neu | +100,0% | |
| NEW WAVE WEALTH ADVISORS LLC | 204.780 | 101.463 | 103.317 | 26.076.686 | Aufgestockt | +101,8% | |
| NewEdge Advisors, LLC | 811.274 | 0 | 811.274 | 26.076.362 | Neu | +100,0% | |
| WCG Wealth Advisors LLC | 405.273 | 0 | 405.273 | 24.858.081 | Neu | +100,0% | |
| Baird Financial Group, Inc. | 386.308 | 0 | 386.308 | 23.558.079 | Neu | +100,0% | |
| Nilsine Partners, LLC | 112.348 | 956.001 | -843.653 | 22.361.369 | Reduziert | -88,2% | |
| Virtue Capital Management, LLC | 532.665 | 0 | 532.665 | 21.503.013 | Neu | +100,0% | |
| &PARTNERS | 714.342 | 0 | 714.342 | 21.467.798 | Neu | +100,0% | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 255.166 | 0 | 255.166 | 21.108.570 | Neu | +100,0% | |
| TWO SIGMA INVESTMENTS, LP | 339.484 | 0 | 339.484 | 20.843.618 | Neu | +100,0% | |
| Genesee Capital Advisors, LLC | 151.161 | 0 | 151.161 | 20.323.926 | Neu | +100,0% | |
| ECLECTIC ASSOCIATES INC /ADV | 158.288 | 159.243 | -955 | 20.155.896 | Reduziert | -0,6% | |
| Proactive Wealth Strategies LLC | 253.012 | 0 | 253.012 | 18.994.198 | Neu | +100,0% | |
| BENJAMIN EDWARDS INC | 393.155 | 243.530 | 149.625 | 18.586.784 | Aufgestockt | +61,4% | |
| Rockefeller Capital Management L.P. | 300.748 | 0 | 300.748 | 17.162.955 | Neu | +100,0% | |
| Kestra Advisory Services, LLC | 211.656 | 242.427 | -30.771 | 16.901.654 | Reduziert | -12,7% | |
| Concurrent Investment Advisors, LLC | 139.412 | 137.618 | 1.794 | 15.944.534 | Aufgestockt | +1,3% | |
| Advisory Services Network, LLC | 673.735 | 0 | 673.735 | 15.888.919 | Neu | +100,0% | |
| Independent Advisor Alliance | 382.113 | 0 | 382.113 | 15.834.531 | Neu | +100,0% | |
| IFP Advisors, Inc | 135.797 | 125.616 | 10.181 | 15.727.133 | Aufgestockt | +8,1% | |
| MML INVESTORS SERVICES, LLC | 193.930 | 0 | 193.930 | 14.907.580 | Neu | +100,0% | |
| GOLDMAN SACHS GROUP INC | 267.344 | 0 | 267.344 | 14.401.464 | Neu | +100,0% | |
| RVW Wealth, LLC | 63.865 | 61.631 | 2.234 | 13.872.837 | Aufgestockt | +3,6% | |
| Choice Wealth Advisors LLC | 91.683 | 97.801 | -6.118 | 13.655.190 | Reduziert | -6,3% | |
| JONES FINANCIAL COMPANIES LLLP | 183.288 | 0 | 183.288 | 13.602.474 | Neu | +100,0% | |
| Kingsview Wealth Management, LLC | 195.015 | 0 | 195.015 | 13.560.173 | Neu | +100,0% | |
| TradeWell Securities, LLC. | 199.757 | 188.858 | 10.899 | 13.081.304 | Aufgestockt | +5,8% | |
| Private Advisor Group, LLC | 204.694 | 242.762 | -38.068 | 12.669.645 | Reduziert | -15,7% | |
| Integrity Advisory Solutions, LLC | 99.486 | 97.707 | 1.779 | 12.668.561 | Aufgestockt | +1,8% | |
| Vestmark Advisory Solutions, Inc. | 78.113 | 0 | 78.113 | 12.409.812 | Neu | +100,0% | |
| MAI Capital Management | 83.400 | 0 | 83.400 | 11.646.345 | Neu | +100,0% | |
| PNC FINANCIAL SERVICES GROUP, INC. | 126.778 | 0 | 126.778 | 11.365.150 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 3597 von typischerweise 8414 Fonds (43 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | 1.036.373 | 979.524 | +5,8% | 84.012.000 | 11,54 | – | 17 Q |
| COMMONWEALTH EQUITY SERVICES, LLC | 629.234 | 645.521 | -2,5% | 60.794.839 | 8,35 | – | 17 Q |
| TRUIST FINANCIAL CORP | 550.648 | 554.552 | -0,7% | 56.114.983 | 7,71 | 1 % | 17 Q |
| D.A. DAVIDSON & CO. | 437.314 | 631.991 | -30,8% | 38.355.098 | 5,27 | 100 % | 17 Q |
| NEW WAVE WEALTH ADVISORS LLC | 204.780 | 101.463 | +101,8% | 26.076.686 | 3,58 | 100 % | 8 Q |
| Nilsine Partners, LLC | 112.348 | 956.001 | -88,2% | 22.361.369 | 3,07 | 100 % | 14 Q |
| ECLECTIC ASSOCIATES INC /ADV | 158.288 | 159.243 | -0,6% | 20.155.896 | 2,77 | 100 % | 8 Q |
| BENJAMIN EDWARDS INC | 393.155 | 243.530 | +61,4% | 18.586.784 | 2,55 | 100 % | 17 Q |
| Kestra Advisory Services, LLC | 211.656 | 242.427 | -12,7% | 16.901.654 | 2,32 | – | 17 Q |
| Concurrent Investment Advisors, LLC | 139.412 | 137.618 | +1,3% | 15.944.534 | 2,19 | 100 % | 11 Q |
| IFP Advisors, Inc | 135.797 | 125.616 | +8,1% | 15.727.133 | 2,16 | 100 % | 17 Q |
| RVW Wealth, LLC | 63.865 | 61.631 | +3,6% | 13.872.837 | 1,90 | – | 17 Q |
| Choice Wealth Advisors LLC | 91.683 | 97.801 | -6,3% | 13.655.190 | 1,88 | 0 % | 16 Q |
| TradeWell Securities, LLC. | 199.757 | 188.858 | +5,8% | 13.081.304 | 1,80 | 0 % | 7 Q |
| Private Advisor Group, LLC | 204.694 | 242.762 | -15,7% | 12.669.645 | 1,74 | 0 % | 17 Q |
| Integrity Advisory Solutions, LLC | 99.486 | 97.707 | +1,8% | 12.668.561 | 1,74 | 0 % | 2 Q |
| Warner Group LLC | 92.783 | 24.114 | +284,8% | 10.834.480 | 1,49 | 8 % | 4 Q |
| Bedel Financial Consulting, Inc. | 78.032 | 77.173 | +1,1% | 9.936.595 | 1,36 | 0 % | 17 Q |
| Richmond Investment Services, LLC | 77.150 | 146.944 | -47,5% | 9.824.258 | 1,35 | 0 % | 7 Q |
| PERRYMAN FINANCIAL ADVISORY INC /AD | 156.419 | 153.581 | +1,8% | 9.769.947 | 1,34 | 0 % | 3 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 238 | 7,9 | 728 |
| 31.03.2026 | ✓ | 464 | 82,1 | 4.070 |
| 31.12.2025 | ✓ | 482 | 61,5 | 4.252 |
| 30.09.2025 | ✓ | 448 | 77,7 | 5.290 |
| 30.06.2025 | ✓ | 440 | 79,4 | 5.068 |
| 31.03.2025 | ✓ | 442 | 86,3 | 5.035 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| Integrity Advisory Solutions, LLC | 97.707 | 9.475.625 |
| Quadrature Capital Ltd | 223.025 | 5.009.142 |
| Ethos Financial Group, LLC | 94.707 | 2.127.119 |
| Elser Financial Planning, Inc | 14.786 | 1.591.842 |
| TCFG Investment Advisors, LLC | 13.467 | 1.263.372 |
| NWAM LLC | 20.089 | 1.241.314 |
| Dorsey Wright & Associates | 13.720 | 1.228.572 |
| EQUITABLE TRUST CO | 9.687 | 1.030.194 |
| Element Wealth, LLC | 44.718 | 1.004.359 |
| Global View Capital Management LLC | 29.697 | 840.822 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 29.937.777 | 17.038.335 | +132.1 % | 672.402.471 |
| &PARTNERS | 714.342 | 653.515 | +1074.4 % | 21.467.798 |
| Nilsine Partners, LLC | 956.001 | 571.486 | +148.6 % | 21.653.154 |
| Cambridge Investment Research Advisors, Inc. | 979.524 | 566.097 | +136.9 % | 56.783.000 |
| BANK OF AMERICA CORP /DE/ | 2.292.388 | 496.004 | +27.6 % | 149.806.190 |
| MORGAN STANLEY | 7.359.848 | 441.528 | +6.4 % | 437.209.783 |
| NewEdge Advisors, LLC | 811.274 | 362.732 | +80.9 % | 26.076.362 |
| Advisory Services Network, LLC | 673.735 | 317.365 | +89.1 % | 15.888.919 |
| Virtue Capital Management, LLC | 532.665 | 292.543 | +121.8 % | 21.503.013 |
| TWO SIGMA INVESTMENTS, LP | 339.484 | 264.784 | +354.5 % | 20.843.618 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 6.195.980 | -680.312 | -9.9 % | 392.730.414 |
| Summit Financial, LLC | 218.781 | -294.557 | -57.4 % | 8.519.868 |
| DAYMARK WEALTH PARTNERS, LLC | 49.831 | -175.290 | -77.9 % | 3.160.416 |
| BENJAMIN EDWARDS INC | 243.530 | -97.081 | -28.5 % | 12.885.329 |
| Monument Capital Management | 63.885 | -92.475 | -59.1 % | 5.214.935 |
| Stratos Wealth Partners, LTD. | 39.075 | -83.028 | -68.0 % | 3.317.499 |
| AMERIPRISE FINANCIAL INC | 503.051 | -77.948 | -13.4 % | 40.186.183 |
| OSAIC HOLDINGS, INC. | 471.201 | -75.774 | -13.9 % | 34.778.281 |
| HARBOUR INVESTMENTS, INC. | 142.622 | -63.093 | -30.7 % | 10.201.756 |
| GREENUP STREET WEALTH MANAGEMENT LLC | 40.525 | -62.350 | -60.6 % | 3.930.108 |
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 07.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 3,46 % | 705.828 | -25,86 pp | |
| 07.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 29,32 % | 3.725.523 | -28,70 pp | |
| 07.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 58,02 % | 30.489.175 | +57,95 pp | |
| 06.03.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 0,07 % | 21.708 | -0,55 pp | |
| 06.02.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 0,62 % | 107.544 | -35,01 pp | |
| 20.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 35,63 % | 12.700.631 | +35,61 pp | |
| 07.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 0,02 % | 2.320 | -42,20 pp | |
| 23.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 42,22 % | 16.528.148 | -3,28 pp | |
| 07.05.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 45,50 % | 16.743.402 | +3,83 pp | |
| 21.04.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 41,67 % | 10.522.810 | -32,77 pp | |
| 07.04.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 74,44 % | 18.760.056 | +39,82 pp | |
| 07.04.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 34,62 % | 13.901.118 | +34,61 pp | |
| 07.04.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 0,01 % | 882 | -4,07 pp | |
| 31.01.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 4,08 % | 250.691 | -47,39 pp | |
| 24.01.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 51,47 % | 12.506.030 | +11,11 pp | |
| 07.01.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 40,36 % | 15.056.109 | Neu | |
| 13.11.2024 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 1,70 % | 53.131 | Neu | |
| 12.07.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 6,60 % | 270.768 | -33,86 pp | |
| 24.01.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 40,46 % | 10.803.271 | -8,83 pp | |
| 24.01.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 49,29 % | 11.953.851 | +0,49 pp | |
| 23.01.2024 | THE J. ARNOLD WEALTH MANAGEMENT CO., LLC | Passiv (13G/A) | 0,50 % | 37.477 | -5,10 pp | |
| 22.01.2024 | THE J. ARNOLD WEALTH MANAGEMENT CO., LLC | Passiv (13G) | 5,60 % | 208.878 | -6,10 pp | |
| 15.11.2023 | THE J. ARNOLD WEALTH MANAGEMENT CO., LLC | Passiv (13G) | 11,70 % | 1.019.722 | Neu | |
| 08.11.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 48,80 % | 12.346.077 | +48,80 pp | |
| 10.10.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 0,00 % | 184 | -10,37 pp | |
| 08.09.2023 | The Charger Corporation: 36-3772451 | Passiv (13G) | 10,37 % | 440.841 | +10,37 pp | |
| 10.07.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 0,00 % | 60 | -54,63 pp | |
| 10.04.2023 | The Charger Corporation: 36-3772451 | Passiv (13G) | 54,63 % | 13.002.578 | +22,82 pp | |
| 10.03.2023 | The Charger Corporation: 36-3772451 | Passiv (13G) | 31,81 % | 15.950.538 | +31,60 pp | |
| 10.03.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 0,21 % | 114.881 | +0,21 pp | |
| 03.02.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | Ausstieg | 0 | -42,69 pp | |
| 03.02.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 42,69 % | 12.337.850 | +3,08 pp | |
| 01.02.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 39,61 % | 9.190.126 | +3,15 pp | |
| 01.02.2023 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 36,46 % | 41.688.684 | Neu |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 11.07.2025 | HV-Einladung | 12.08.2025 a.o. HV | 09.06.2025 | DEF 14A | SEC » |
| 13.05.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).