Stammdaten
Unternehmen & Branche
| Name | Karpus Management, Inc. |
|---|---|
| Ticker | – |
| CIK | 0001048703 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | NY |
|---|---|
| Geschäftsadresse | 183 SULLY'S TRAIL, 14534 PITTSFORD, NY |
| Telefon | 5855864680 |
| EIN (IRS) | 16-1290550 |
Listing & Historie
| Fiskaljahr-Ende | 30.06. |
|---|---|
| Frühere Namen | KARPUS MANAGEMENT INC (bis 2006) |
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 9.909.270 | 0 | 9.909.270 | 111.281.112 | Neu | +100,0% | |
| GUGGENHEIM CAPITAL LLC | 3.112.598 | 0 | 3.112.598 | 34.954.476 | Neu | +100,0% | |
| RAYMOND JAMES FINANCIAL INC | 3.006.210 | 0 | 3.006.210 | 33.759.731 | Neu | +100,0% | |
| WELLS FARGO & COMPANY/MN | 2.781.673 | 0 | 2.781.673 | 31.238.182 | Neu | +100,0% | |
| UBS Group AG | 1.734.834 | 0 | 1.734.834 | 19.482.186 | Neu | +100,0% | |
| Hennion & Walsh Asset Management, Inc. | 1.607.896 | 1.758.842 | -150.946 | 18.876.699 | Reduziert | -8,6% | |
| BANK OF AMERICA CORP /DE/ | 1.531.576 | 0 | 1.531.576 | 17.199.603 | Neu | +100,0% | |
| LPL Financial LLC | 1.447.515 | 0 | 1.447.515 | 16.255.597 | Neu | +100,0% | |
| McGowan Group Asset Management, Inc. | 1.428.679 | 0 | 1.428.679 | 16.044.063 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 1.330.531 | 0 | 1.330.531 | 14.941.000 | Neu | +100,0% | |
| STIFEL FINANCIAL CORP | 1.088.329 | 0 | 1.088.329 | 12.221.931 | Neu | +100,0% | |
| HighTower Advisors, LLC | 1.066.957 | 0 | 1.066.957 | 11.981.926 | Neu | +100,0% | |
| Melone Private Wealth, LLC | 862.704 | 711.737 | 150.967 | 10.128.149 | Aufgestockt | +21,2% | |
| Congress Park Capital LLC | 850.000 | 850.000 | 0 | 9.979.000 | Unverändert | 0,0% | |
| Eagle Bluffs Wealth Management LLC | 678.395 | 0 | 678.395 | 7.664.383 | Neu | +100,0% | |
| IAT REINSURANCE CO LTD. | 300.000 | 0 | 300.000 | 7.293.808 | Neu | +100,0% | |
| BYRNE FINANCIAL FREEDOM, LLC | 642.062 | 0 | 642.062 | 7.210.354 | Neu | +100,0% | |
| COMMONWEALTH EQUITY SERVICES, LLC | 579.186 | 674.328 | -95.142 | 6.799.637 | Reduziert | -14,1% | |
| OSAIC HOLDINGS, INC. | 572.063 | 0 | 572.063 | 6.424.315 | Neu | +100,0% | |
| Kestra Advisory Services, LLC | 539.031 | 439.599 | 99.432 | 6.328.220 | Aufgestockt | +22,6% | |
| Cetera Investment Advisers | 541.993 | 0 | 541.993 | 6.086.582 | Neu | +100,0% | |
| Cresta Advisors, Ltd. | 455.647 | 385.647 | 70.000 | 5.349.296 | Aufgestockt | +18,2% | |
| AMERIPRISE FINANCIAL INC | 444.556 | 0 | 444.556 | 4.992.359 | Neu | +100,0% | |
| Rockefeller Capital Management L.P. | 379.232 | 0 | 379.232 | 4.258.777 | Neu | +100,0% | |
| Merit Financial Group, LLC | 362.233 | 361.962 | 271 | 4.252.611 | Aufgestockt | +0,1% | |
| Palogic Value Management, L.P. | 377.558 | 0 | 377.558 | 4.239.976 | Neu | +100,0% | |
| TRUIST FINANCIAL CORP | 320.442 | 220.589 | 99.853 | 3.761.990 | Aufgestockt | +45,3% | |
| Capital Investment Advisors, LLC | 323.491 | 0 | 323.491 | 3.632.802 | Neu | +100,0% | |
| CURA WEALTH ADVISORS, LLC | 302.000 | 0 | 302.000 | 3.391.460 | Neu | +100,0% | |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 296.306 | 0 | 296.306 | 3.327.516 | Neu | +100,0% | |
| Advisors Asset Management, Inc. | 292.866 | 0 | 292.866 | 3.288.885 | Neu | +100,0% | |
| Leo Wealth, LLC | 283.141 | 0 | 283.141 | 3.179.674 | Neu | +100,0% | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 280.902 | 0 | 280.902 | 3.154.535 | Neu | +100,0% | |
| &PARTNERS | 265.331 | 0 | 265.331 | 2.979.665 | Neu | +100,0% | |
| Jupiter Wealth Management LLC | 240.237 | 0 | 240.237 | 2.777.142 | Neu | +100,0% | |
| KIM, LLC | 243.700 | 0 | 243.700 | 2.736.751 | Neu | +100,0% | |
| GILL CAPITAL PARTNERS, LLC | 241.902 | 0 | 241.902 | 2.716.561 | Neu | +100,0% | |
| Spire Wealth Management | 228.623 | 168.726 | 59.897 | 2.684.032 | Aufgestockt | +35,5% | |
| EVOKE WEALTH, LLC | 236.500 | 0 | 236.500 | 2.671.977 | Neu | +100,0% | |
| Lido Advisors, LLC | 227.460 | 0 | 227.460 | 2.569.856 | Neu | +100,0% | |
| Intellectus Partners, LLC | 203.623 | 0 | 203.623 | 2.300.533 | Neu | +100,0% | |
| BlackRock, Inc. | 200.103 | 0 | 200.103 | 2.247.157 | Neu | +100,0% | |
| Fiera Capital Corp | 198.441 | 0 | 198.441 | 2.228.492 | Neu | +100,0% | |
| HARBOUR INVESTMENTS, INC. | 194.806 | 0 | 194.806 | 2.187.677 | Neu | +100,0% | |
| Wakefield Asset Management LLLP | 179.250 | 0 | 179.250 | 2.013.873 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 179.070 | 0 | 179.070 | 2.010.956 | Neu | +100,0% | |
| Baird Financial Group, Inc. | 164.300 | 0 | 164.300 | 1.845.089 | Neu | +100,0% | |
| Tyche Wealth Partners LLC | 162.878 | 0 | 162.878 | 1.829.120 | Neu | +100,0% | |
| Savant Capital, LLC | 157.081 | 0 | 157.081 | 1.764.026 | Neu | +100,0% | |
| IBEX WEALTH ADVISORS | 147.780 | 151.497 | -3.717 | 1.734.939 | Reduziert | -2,5% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 1.607.896 | 1.758.842 | -8,6% | 18.876.699 | 16,88 | 100 % | 17 Q |
| Melone Private Wealth, LLC | 862.704 | 711.737 | +21,2% | 10.128.149 | 9,06 | 0 % | 17 Q |
| Congress Park Capital LLC | 850.000 | 850.000 | 0,0% | 9.979.000 | 8,92 | 0 % | 17 Q |
| COMMONWEALTH EQUITY SERVICES, LLC | 579.186 | 674.328 | -14,1% | 6.799.637 | 6,08 | – | 17 Q |
| Kestra Advisory Services, LLC | 539.031 | 439.599 | +22,6% | 6.328.220 | 5,66 | – | 17 Q |
| Cresta Advisors, Ltd. | 455.647 | 385.647 | +18,2% | 5.349.296 | 4,78 | 0 % | 15 Q |
| Merit Financial Group, LLC | 362.233 | 361.962 | +0,1% | 4.252.611 | 3,80 | 0 % | 11 Q |
| TRUIST FINANCIAL CORP | 320.442 | 220.589 | +45,3% | 3.761.990 | 3,36 | 2 % | 17 Q |
| Spire Wealth Management | 228.623 | 168.726 | +35,5% | 2.684.032 | 2,40 | – | 17 Q |
| IBEX WEALTH ADVISORS | 147.780 | 151.497 | -2,5% | 1.734.939 | 1,55 | 0 % | 10 Q |
| Breakwater Capital Group | 138.718 | 136.162 | +1,9% | 1.628.549 | 1,46 | 0 % | 12 Q |
| FLC Capital Advisors | 134.862 | 64.446 | +109,3% | 1.583.280 | 1,42 | 0 % | 10 Q |
| CoreCap Advisors, LLC | 124.672 | 101.757 | +22,5% | 1.463.654 | 1,31 | 0 % | 15 Q |
| JFS WEALTH ADVISORS, LLC | 122.982 | 122.844 | +0,1% | 1.443.807 | 1,29 | 0 % | 17 Q |
| Venture Visionary Partners LLC | 122.976 | 121.676 | +1,1% | 1.443.738 | 1,29 | 100 % | 17 Q |
| Abel Hall, LLC | 120.000 | 120.000 | 0,0% | 1.408.800 | 1,26 | 0 % | 5 Q |
| WESBANCO BANK INC | 119.188 | 119.057 | +0,1% | 1.399.268 | 1,25 | 100 % | 17 Q |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 119.700 | 112.207 | +6,7% | 1.386.131 | 1,24 | 0 % | 12 Q |
| Avior Wealth Management, LLC | 106.073 | 101.823 | +4,2% | 1.245.297 | 1,11 | 0 % | 16 Q |
| DAVENPORT & Co LLC | 101.016 | 98.816 | +2,2% | 1.185.928 | 1,06 | 59 % | 17 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 120 | 10,2 | 116 |
| 31.03.2026 | ✓ | 302 | 57,4 | 619 |
| 31.12.2025 | ✓ | 325 | 96,4 | 1.275 |
| 30.09.2025 | ✓ | 319 | 90,6 | 947 |
| 30.06.2025 | ✓ | 338 | 88,8 | 900 |
| 31.03.2025 | ✓ | 339 | 97,7 | 1.009 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| Jupiter Wealth Management LLC | 240.237 | 2.777.142 |
| Summit Trail Advisors, LLC | 86.784 | 974.584 |
| Integrity Wealth Partners, LLC | 73.386 | 824.128 |
| Uniting Wealth Partners, LLC | 70.114 | 792.151 |
| Wealth Care LLC | 50.000 | 561.500 |
| CENTRAL TRUST Co | 37.000 | 415.510 |
| CHAPIN DAVIS, INC. | 30.705 | 344.817 |
| NOMURA HOLDINGS INC | 30.000 | 336.900 |
| TOWER BRIDGE ADVISORS | 24.629 | 276.584 |
| Aberdeen Wealth Management LLC | 23.554 | 264.511 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 3.112.598 | 294.472 | +10.4 % | 34.954.476 |
| RAYMOND JAMES FINANCIAL INC | 3.006.210 | 198.168 | +7.1 % | 33.759.731 |
| Kestra Advisory Services, LLC | 439.599 | 157.660 | +55.9 % | 4.966.223 |
| HARBOUR INVESTMENTS, INC. | 194.806 | 142.569 | +272.9 % | 2.187.677 |
| Cresta Advisors, Ltd. | 385.647 | 116.000 | +43.0 % | 4.330.816 |
| LPL Financial LLC | 1.447.515 | 105.009 | +7.8 % | 16.255.597 |
| CAPITAL & PLANNING, LLC | 132.545 | 104.545 | +373.4 % | 1.488.483 |
| Janney Montgomery Scott LLC | 292.345 | 64.769 | +28.5 % | 3.283 |
| Melone Private Wealth, LLC | 711.737 | 59.845 | +9.2 % | 7.992.811 |
| OSAIC HOLDINGS, INC. | 572.063 | 57.718 | +11.2 % | 6.424.315 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 1.758.842 | -838.344 | -32.3 % | 19.751.796 |
| BANK OF AMERICA CORP /DE/ | 1.531.576 | -743.143 | -32.7 % | 17.199.603 |
| VAN ECK ASSOCIATES CORP | 1.319.929 | -430.966 | -24.6 % | 14.823 |
| Advisors Asset Management, Inc. | 292.866 | -363.397 | -55.4 % | 3.288.885 |
| WELLS FARGO & COMPANY/MN | 2.781.673 | -309.823 | -10.0 % | 31.238.182 |
| Dakota Wealth Management | 14.923 | -242.404 | -94.2 % | 168.044 |
| UBS Group AG | 1.734.834 | -209.968 | -10.8 % | 19.482.186 |
| Wakefield Asset Management LLLP | 179.250 | -168.381 | -48.4 % | 2.013.873 |
| NewEdge Advisors, LLC | 131.600 | -138.092 | -51.2 % | 1.477.867 |
| ENVESTNET ASSET MANAGEMENT INC | 78.967 | -131.351 | -62.5 % | 886.797 |
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 06.12.2024 | Karpus | Passiv (13G/A) | 0,11 % | 2.500 | -16,08 pp | |
| 06.12.2024 | Karpus | Passiv (13G) | 16,19 % | 372.327 | +7,55 pp | |
| 14.11.2024 | Mizuho Financial Group, Inc. | Passiv (13G) | 7,38 % | 600.677 | +0,38 pp | |
| 13.11.2024 | Karpus | Passiv (13G/A) | 8,64 % | 703.677 | +2,24 pp | |
| 13.11.2024 | Karpus | Passiv (13G/A) | 6,40 % | 735.372 | -7,05 pp | |
| 13.11.2024 | Karpus | Passiv (13G/A) | 13,45 % | 1.121.165 | -22,68 pp | |
| 07.11.2024 | Karpus | Passiv (13G/A) | 36,13 % | 375.743 | +29,77 pp | |
| 07.11.2024 | Karpus | Passiv (13G/A) | 6,36 % | 252.643 | -17,99 pp | |
| 17.10.2024 | Wolverine Trading Partners, Inc. (+4) | Passiv (13G) | 5,59 % | 359.231 | +5,59 pp | |
| 16.10.2024 | Wolverine Trading Partners, Inc. (+4) | Passiv (13G/A) | Ausstieg | 0 | -5,32 pp | |
| 07.10.2024 | Karpus | Passiv (13G/A) | 24,35 % | 17.529.582 | +19,39 pp | |
| 03.10.2024 | Sit | Passiv (13G/A) | 3,37 % | 280.816 | Neu | |
| 02.10.2024 | Karpus | Aktivist (13D/A) | 4,96 % | 14.832.402 | -0,27 pp | |
| 30.09.2024 | Karpus | Aktivist (13D/A) | 5,23 % | 15.639.485 | -1,02 pp | |
| 12.09.2024 | Karpus | Aktivist (13D/A) | 6,25 % | 18.680.124 | -1,15 pp | |
| 15.08.2024 | Karpus | Aktivist (13D/A) | 7,40 % | 22.118.375 | +7,40 pp | |
| 08.08.2024 | Karpus | Passiv (13G/A) | Ausstieg | 0 | -8,44 pp | |
| 04.06.2024 | Karpus | Aktivist (13D/A) | 8,44 % | 25.225.405 | -0,01 pp | |
| 03.06.2024 | Karpus | Aktivist (13D/A) | 8,45 % | 25.255.405 | +0,01 pp | |
| 31.05.2024 | Karpus | Aktivist (13D/A) | 8,44 % | 25.235.725 | -10,62 pp | |
| 10.05.2024 | Karpus | Passiv (13G/A) | 19,06 % | 13.724.937 | +19,06 pp | |
| 09.05.2024 | Karpus | Passiv (13G/A) | Ausstieg | 0 | -18,87 pp | |
| 07.05.2024 | Karpus | Aktivist (13D/A) | 18,87 % | 13.581.609 | +18,87 pp | |
| 09.04.2024 | Karpus | Passiv (13G/A) | Ausstieg | 0 | 0,00 pp | |
| 07.03.2024 | Karpus | Passiv (13G/A) | Ausstieg | 0 | 0,00 pp | |
| 07.03.2024 | Karpus | Passiv (13G/A) | Ausstieg | 0 | -18,02 pp | |
| 06.03.2024 | Karpus Investment Management Profit Sharing Plan Fund B – Conservative Bond Fund | Aktivist (13D/A) | 1,00 % | 1.000 | 0,00 pp | |
| 06.03.2024 | Karpus | Aktivist (13D/A) | 18,02 % | 13.132.355 | +9,96 pp | |
| 06.03.2024 | Daniel C. Robeson (+1) | Aktivist (13D/A) | Ausstieg | 0 | Neu | |
| 04.03.2024 | Karpus | Aktivist (13D/A) | 8,06 % | 24.098.217 | -9,85 pp | |
| 28.02.2024 | Karpus | Aktivist (13D/A) | 17,91 % | 13.050.556 | -6,62 pp | |
| 28.02.2024 | Arthur Charles Regan (+1) | Aktivist (13D/A) | Ausstieg | 0 | Neu | |
| 28.02.2024 | Karpus Investment Management Profit Sharing Plan Fund B – Conservative Bond Fund | Aktivist (13D/A) | 1,00 % | 1.000 | Neu | |
| 22.02.2024 | Shaolin Capital Management LLC | Passiv (13G/A) | Ausstieg | 0 | -5,74 pp | |
| 14.02.2024 | Sea Otter Advisors LLC (+3) | Passiv (13G/A) | 5,69 % | 205.050 | 0,00 pp | |
| 14.02.2024 | REDONE INVESTMENT LIMITED (+1) | Passiv (13G/A) | 57,03 % | 2.046.500 | +34,64 pp | |
| 14.02.2024 | A SPAC (Holdings) Acquisition Corp. (+1) | Passiv (13G/A) | 46,30 % | 1.725.001 | +26,50 pp | |
| 14.02.2024 | MAP 136 Segregated Portfolio, a segregated portfolio of LMA SPC | Passiv (13G/A) | Ausstieg | 0 | Neu | |
| 14.02.2024 | Shaolin Capital Partners SP, a segregated portfolio of PC MAP SPC (+2) | Passiv (13G/A) | 0,29 % | 24.825 | -5,05 pp | |
| 14.02.2024 | AQR Capital Management Holdings, LLC (+2) | Passiv (13G) | 5,48 % | 178.500 | Neu |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen. Aktivisten-Proxy-Fight (contested solicitation) = Kampf um Verwaltungsrat-Sitze oder gegen das Management.
| Datum (US) | Kategorie | Form | |
|---|---|---|---|
| 26.07.2024 | Aktivisten-Proxy-Fight | DFAN14A | SEC » |
| 25.06.2024 | Aktivisten-Proxy-Fight | DEFC14A | SEC » |
| 04.06.2024 | Aktivisten-Proxy-Fight | PREC14A | SEC » |
| 31.05.2024 | Aktivisten-Proxy-Fight | PREN14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termine und Vergütung stehen im Dokument (SEC-Link).