Stammdaten
Unternehmen & Branche
| Name | FIRST TRUST EXCHANGE-TRADED FUND III |
|---|---|
| Ticker | – |
| CIK | 0001424212 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Geschäftsadresse | 120 EAST LIBERTY DRIVE SUITE 400, 60187 WHEATON, IL |
|---|---|
| Telefon | 630-765-8000 |
| EIN (IRS) | 00-0000000 |
Listing & Historie
| Frühere Namen | First Trust Exchange Traded Fund III (bis 2016) |
|---|
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 21.837.486 | 0 | 21.837.486 | 438.151.025 | Neu | +100,0% | |
| UBS Group AG | 9.844.315 | 0 | 9.844.315 | 188.366.980 | Neu | +100,0% | |
| LPL Financial LLC | 6.867.676 | 0 | 6.867.676 | 181.116.378 | Neu | +100,0% | |
| BANK OF AMERICA CORP /DE/ | 6.017.351 | 0 | 6.017.351 | 114.329.671 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 5.602.687 | 0 | 5.602.687 | 109.154.000 | Neu | +100,0% | |
| ENVESTNET ASSET MANAGEMENT INC | 2.068.461 | 0 | 2.068.461 | 49.280.182 | Neu | +100,0% | |
| RAYMOND JAMES FINANCIAL INC | 2.374.519 | 0 | 2.374.519 | 49.230.636 | Neu | +100,0% | |
| SMITH CHAS P & ASSOCIATES PA CPAS | 2.424.767 | 0 | 2.424.767 | 46.070.572 | Neu | +100,0% | |
| NewEdge Advisors, LLC | 2.284.192 | 0 | 2.284.192 | 44.457.694 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 1.721.259 | 0 | 1.721.259 | 36.205.153 | Neu | +100,0% | |
| Montis Financial, LLC | 1.816.813 | 0 | 1.816.813 | 34.519.452 | Neu | +100,0% | |
| TRUIST FINANCIAL CORP | 1.654.797 | 1.516.106 | 138.691 | 34.394.704 | Aufgestockt | +9,1% | |
| Cetera Investment Advisers | 1.056.625 | 0 | 1.056.625 | 28.259.456 | Neu | +100,0% | |
| OSAIC HOLDINGS, INC. | 1.099.867 | 0 | 1.099.867 | 25.456.938 | Neu | +100,0% | |
| FUKOKU MUTUAL LIFE INSURANCE CO | 1.259.000 | 1.259.000 | 0 | 24.286.110 | Unverändert | 0,0% | |
| Annex Advisory Services, LLC | 1.146.209 | 1.025.517 | 120.692 | 22.110.372 | Aufgestockt | +11,8% | |
| Ferguson Shapiro LLC | 213.603 | 217.818 | -4.215 | 20.061.145 | Reduziert | -1,9% | |
| CITIZENS FINANCIAL GROUP INC/RI | 996.035 | 0 | 996.035 | 18.924.660 | Neu | +100,0% | |
| Baird Financial Group, Inc. | 677.484 | 0 | 677.484 | 15.745.636 | Neu | +100,0% | |
| Magnus Financial Group LLC | 512.303 | 458.188 | 54.115 | 14.424.795 | Aufgestockt | +11,8% | |
| INTEGRAL INVESTMENT ADVISORS, INC. | 660.753 | 647.678 | 13.075 | 13.891.497 | Aufgestockt | +2,0% | |
| FIRST TRUST ADVISORS LP | 533.173 | 0 | 533.173 | 13.242.911 | Neu | +100,0% | |
| Concurrent Investment Advisors, LLC | 451.677 | 271.554 | 180.123 | 13.197.995 | Aufgestockt | +66,3% | |
| Essex LLC | 647.803 | 645.831 | 1.972 | 12.496.120 | Aufgestockt | +0,3% | |
| HighTower Advisors, LLC | 561.306 | 0 | 561.306 | 11.693.070 | Neu | +100,0% | |
| Marshall Financial Group, LLC | 390.418 | 323.949 | 66.469 | 11.291.219 | Aufgestockt | +20,5% | |
| Csenge Advisory Group | 392.454 | 0 | 392.454 | 11.277.916 | Neu | +100,0% | |
| Prospera Financial Services Inc | 428.668 | 427.392 | 1.276 | 11.219.293 | Aufgestockt | +0,3% | |
| WELLS FARGO & COMPANY/MN | 345.474 | 0 | 345.474 | 10.386.259 | Neu | +100,0% | |
| Geneos Wealth Management Inc. | 487.681 | 0 | 487.681 | 9.265.936 | Neu | +100,0% | |
| PARK NATIONAL CORP /OH/ | 453.864 | 135.835 | 318.029 | 8.755.037 | Aufgestockt | +234,1% | |
| COMMONWEALTH EQUITY SERVICES, LLC | 408.682 | 387.671 | 21.011 | 8.529.570 | Aufgestockt | +5,4% | |
| Legacy CG, LLC | 431.768 | 415.652 | 16.116 | 8.328.805 | Aufgestockt | +3,9% | |
| STIFEL FINANCIAL CORP | 397.184 | 0 | 397.184 | 7.828.045 | Neu | +100,0% | |
| Independent Advisor Alliance | 291.538 | 0 | 291.538 | 7.768.965 | Neu | +100,0% | |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 332.008 | 323.185 | 8.823 | 7.551.541 | Aufgestockt | +2,7% | |
| CWM, LLC | 360.199 | 0 | 360.199 | 7.128.481 | Neu | +100,0% | |
| Key FInancial Inc | 368.269 | 395.547 | -27.278 | 7.103.909 | Reduziert | -6,9% | |
| Kingsview Wealth Management, LLC | 372.954 | 0 | 372.954 | 7.086.126 | Neu | +100,0% | |
| Hennion & Walsh Asset Management, Inc. | 234.140 | 204.641 | 29.499 | 7.061.998 | Aufgestockt | +14,4% | |
| Rockefeller Capital Management L.P. | 330.847 | 0 | 330.847 | 7.009.025 | Neu | +100,0% | |
| Elevated Capital Advisors, LLC | 367.603 | 0 | 367.603 | 6.991.536 | Neu | +100,0% | |
| Westview Management dba Westview Investment Advisors | 355.034 | 0 | 355.034 | 6.745.654 | Neu | +100,0% | |
| Elequin Capital, LP | 153.638 | 0 | 153.638 | 6.706.742 | Neu | +100,0% | |
| J.W. COLE ADVISORS, INC. | 207.612 | 79.271 | 128.341 | 6.084.196 | Aufgestockt | +161,9% | |
| Golden State Wealth Management, LLC | 143.375 | 134.233 | 9.142 | 5.963.403 | Aufgestockt | +6,8% | |
| Citizens Business Bank | 118.812 | 0 | 118.812 | 5.808.717 | Neu | +100,0% | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 157.143 | 0 | 157.143 | 5.509.882 | Neu | +100,0% | |
| ADAMSBROWN WEALTH CONSULTANTS LLC | 278.397 | 455.046 | -176.649 | 5.370.282 | Reduziert | -38,8% | |
| VISTA INVESTMENT MANAGEMENT | 279.678 | 0 | 279.678 | 5.313.874 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | 1.654.797 | 1.516.106 | +9,1% | 34.394.704 | 9,69 | 0 % | 17 Q |
| FUKOKU MUTUAL LIFE INSURANCE CO | 1.259.000 | 1.259.000 | 0,0% | 24.286.110 | 6,84 | 100 % | 12 Q |
| Annex Advisory Services, LLC | 1.146.209 | 1.025.517 | +11,8% | 22.110.372 | 6,23 | 100 % | 5 Q |
| Ferguson Shapiro LLC | 213.603 | 217.818 | -1,9% | 20.061.145 | 5,65 | 0 % | 3 Q |
| Magnus Financial Group LLC | 512.303 | 458.188 | +11,8% | 14.424.795 | 4,06 | 0 % | 17 Q |
| INTEGRAL INVESTMENT ADVISORS, INC. | 660.753 | 647.678 | +2,0% | 13.891.497 | 3,91 | 0 % | 17 Q |
| Concurrent Investment Advisors, LLC | 451.677 | 271.554 | +66,3% | 13.197.995 | 3,72 | 100 % | 11 Q |
| Essex LLC | 647.803 | 645.831 | +0,3% | 12.496.120 | 3,52 | 100 % | 17 Q |
| Marshall Financial Group, LLC | 390.418 | 323.949 | +20,5% | 11.291.219 | 3,18 | 0 % | 17 Q |
| Prospera Financial Services Inc | 428.668 | 427.392 | +0,3% | 11.219.293 | 3,16 | 0 % | 17 Q |
| PARK NATIONAL CORP /OH/ | 453.864 | 135.835 | +234,1% | 8.755.037 | 2,47 | 99 % | 8 Q |
| COMMONWEALTH EQUITY SERVICES, LLC | 408.682 | 387.671 | +5,4% | 8.529.570 | 2,40 | – | 17 Q |
| Legacy CG, LLC | 431.768 | 415.652 | +3,9% | 8.328.805 | 2,35 | 0 % | 2 Q |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 332.008 | 323.185 | +2,7% | 7.551.541 | 2,13 | 0 % | 4 Q |
| Key FInancial Inc | 368.269 | 395.547 | -6,9% | 7.103.909 | 2,00 | 0 % | 14 Q |
| Hennion & Walsh Asset Management, Inc. | 234.140 | 204.641 | +14,4% | 7.061.998 | 1,99 | 100 % | 11 Q |
| J.W. COLE ADVISORS, INC. | 207.612 | 79.271 | +161,9% | 6.084.196 | 1,71 | 100 % | 17 Q |
| Golden State Wealth Management, LLC | 143.375 | 134.233 | +6,8% | 5.963.403 | 1,68 | 100 % | 7 Q |
| ADAMSBROWN WEALTH CONSULTANTS LLC | 278.397 | 455.046 | -38,8% | 5.370.282 | 1,51 | 0 % | 17 Q |
| Westside Investment Management, Inc. | 105.285 | 107.385 | -2,0% | 5.182.088 | 1,46 | 0 % | 16 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 141 | 15,6 | 358 |
| 31.03.2026 | ✓ | 321 | 94,6 | 2.024 |
| 31.12.2025 | ✓ | 317 | 112,2 | 2.651 |
| 30.09.2025 | ✓ | 279 | 105,2 | 2.192 |
| 30.06.2025 | ✓ | 264 | 82,8 | 1.756 |
| 31.03.2025 | ✓ | 260 | 81,7 | 1.698 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| Legacy CG, LLC | 415.652 | 7.897.388 |
| Independent Advisor Alliance | 291.538 | 7.768.965 |
| Citizens Business Bank | 118.812 | 5.808.717 |
| AllGen Financial Advisors, Inc. | 111.218 | 3.196.059 |
| OLD MISSION CAPITAL LLC | 56.018 | 3.146.636 |
| FIFTH THIRD BANCORP | 102.221 | 2.078.756 |
| Avior Wealth Management, LLC | 71.216 | 2.046.513 |
| Navigation Group, LLC | 29.536 | 1.444.015 |
| GTS SECURITIES LLC | 25.574 | 811.207 |
| Andrew Hill Investment Advisors, Inc. | 32.600 | 619.400 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| JANE STREET GROUP, LLC | 1.721.259 | 1.635.786 | +1913.8 % | 36.205.153 |
| MORGAN STANLEY | 21.837.486 | 1.567.883 | +7.7 % | 438.151.025 |
| BANK OF AMERICA CORP /DE/ | 6.017.351 | 1.364.814 | +29.3 % | 114.329.671 |
| UBS Group AG | 9.844.315 | 797.975 | +8.8 % | 188.366.980 |
| RAYMOND JAMES FINANCIAL INC | 2.374.519 | 401.806 | +20.4 % | 49.230.636 |
| ROYAL BANK OF CANADA | 5.602.687 | 329.788 | +6.3 % | 109.154.000 |
| Marshall Financial Group, LLC | 323.949 | 312.185 | +2653.7 % | 9.194.749 |
| Concurrent Investment Advisors, LLC | 271.554 | 251.074 | +1225.9 % | 7.803.609 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 323.185 | 211.142 | +188.4 % | 7.275.105 |
| OSAIC HOLDINGS, INC. | 1.099.867 | 194.790 | +21.5 % | 25.456.938 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| Merit Financial Group, LLC | 493.707 | -1.359.134 | -73.4 % | 9.380.442 |
| NewEdge Advisors, LLC | 2.284.192 | -625.135 | -21.5 % | 44.457.694 |
| Cambridge Investment Research Advisors, Inc. | 260.141 | -359.905 | -58.0 % | 8.114 |
| ENVESTNET ASSET MANAGEMENT INC | 2.068.461 | -250.213 | -10.8 % | 49.280.182 |
| Redhawk Wealth Advisors, Inc. | 33.323 | -151.162 | -81.9 % | 957.602 |
| Collaborative Wealth Managment Inc. | 25.659 | -139.711 | -84.5 % | 487.515 |
| J.W. COLE ADVISORS, INC. | 79.271 | -134.630 | -62.9 % | 1.506.151 |
| Clark Capital Management Group, Inc. | 10.995 | -130.748 | -92.2 % | 208.905 |
| LANARK FINANCIAL, INC. | 20.404 | -65.687 | -76.3 % | 402.877 |
| Golden State Wealth Management, LLC | 134.233 | -65.291 | -32.7 % | 5.339.944 |
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 29.07.2026 | Bank of New York Mellon Corp | Passiv (13G/A) | 22,70 % | 419.796 | -0,10 pp | |
| 29.07.2026 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G/A) | 22,70 % | 419.794 | +1,20 pp | |
| 17.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 23,46 % | 2.827.377 | +2,47 pp | |
| 17.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 20,99 % | 2.623.636 | +15,41 pp | |
| 07.04.2026 | Bank of New York Mellon Corp | Passiv (13G/A) | 22,80 % | 422.253 | +6,20 pp | |
| 07.04.2026 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G/A) | 21,50 % | 398.426 | +4,90 pp | |
| 06.02.2026 | Baird Financial Group, Inc. (+2) | Passiv (13G/A) | 6,90 % | 45.049 | Neu | |
| 30.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 5,58 % | 1.420.486 | -18,75 pp | |
| 29.01.2026 | Bank of New York Mellon Corp | Passiv (13G/A) | 16,60 % | 397.352 | -0,60 pp | |
| 29.01.2026 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G/A) | 16,60 % | 397.350 | -0,60 pp | |
| 20.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 24,33 % | 2.469.977 | +18,71 pp | |
| 29.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 5,62 % | 216.422 | -20,69 pp | |
| 28.10.2025 | Bank of New York Mellon Corp | Passiv (13G/A) | 17,20 % | 129.290 | +1,80 pp | |
| 28.10.2025 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G/A) | 17,20 % | 129.288 | +1,80 pp | |
| 28.10.2025 | Bank of New York Mellon Corp | Passiv (13G/A) | 15,40 % | 368.443 | -2,30 pp | |
| 28.10.2025 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G/A) | 15,40 % | 368.440 | -2,30 pp | |
| 22.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 26,31 % | 2.314.919 | -3,96 pp | |
| 20.10.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 4,70 % | 28.011 | +4,70 pp | |
| 12.08.2025 | BAIRD ROBERT W & CO INC /WI/ (+2) | Passiv (13G/A) | 9,50 % | 47.657 | -0,70 pp | |
| 07.08.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 30,27 % | 2.239.991 | +25,38 pp | |
| 07.08.2025 | Bank of New York Mellon Corp | Passiv (13G) | 17,70 % | 371.702 | -4,40 pp | |
| 07.08.2025 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G) | 17,70 % | 371.700 | -4,40 pp | |
| 07.08.2025 | Bank of New York Mellon Corp | Passiv (13G) | 22,10 % | 132.448 | Neu | |
| 07.08.2025 | BNY Mellon Advisors, Inc. (+2) | Passiv (13G) | 22,10 % | 132.447 | Neu | |
| 21.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 4,89 % | 39.100 | -33,17 pp | |
| 21.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 38,06 % | 2.169.281 | -2,59 pp | |
| 11.07.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | Ausstieg | 0 | -5,30 pp | |
| 11.07.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 5,30 % | 7.991 | +5,30 pp | |
| 08.07.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | Ausstieg | 0 | -6,50 pp | |
| 07.03.2025 | BAIRD ROBERT W & CO INC /WI/ (+2) | Passiv (13G/A) | 10,20 % | 46.111 | +0,40 pp | |
| 11.02.2025 | BAIRD ROBERT W & CO INC /WI/ (+2) | Passiv (13G/A) | 9,80 % | 44.065 | -0,40 pp | |
| 07.02.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 40,65 % | 2.215.668 | +10,03 pp | |
| 06.02.2025 | BAIRD ROBERT W & CO INC /WI/ (+2) | Passiv (13G/A) | 10,20 % | 45.903 | Neu | |
| 24.01.2025 | TRUIST FINANCIAL CORP | Passiv (13G) | 6,50 % | 29.305 | +5,00 pp | |
| 07.01.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 30,62 % | 2.127.778 | Neu | |
| 13.11.2024 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 1,50 % | 37.223 | Neu | |
| 12.07.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 8,73 % | 61.100 | -16,77 pp | |
| 08.07.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 25,50 % | 1.325.828 | +13,07 pp | |
| 12.02.2024 | Robert W. Baird & Co. Incorporated (+2) | Passiv (13G/A) | 7,10 % | 42.846 | +1,10 pp | |
| 19.01.2024 | The Charger Corporation: 36-3772451 | Passiv (13G/A) | 12,43 % | 74.600 | -3,23 pp |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 11.07.2025 | HV-Einladung | 12.08.2025 a.o. HV | 09.06.2025 | DEF 14A | SEC » |
| 13.05.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 14.12.2021 | HV-Einladung | 24.01.2022 a.o. HV | 17.11.2021 | DEF 14A | SEC » |
| 18.11.2021 | Vorläufig | — | — | PRE 14A | SEC » |
| 26.10.2021 | HV-Einladung | 06.12.2021 a.o. HV | 08.10.2021 | DEF 14A | SEC » |
| 30.09.2021 | Vorläufig | — | — | PRE 14A | SEC » |
| 17.09.2021 | HV-Einladung | — | — | DEFA14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).