Stammdaten
Unternehmen & Branche
| Name | New York Life Investments Active ETF Trust |
|---|---|
| Ticker | – |
| CIK | 0001426439 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | DE |
|---|---|
| Geschäftsadresse | 51 MADISON AVENUE, 10010 NEW YORK, NY |
| Telefon | (212) 576-5018 |
| EIN (IRS) | 00-0000000 |
Listing & Historie
| Fiskaljahr-Ende | 30.04. |
|---|---|
| Frühere Namen | IndexIQ Active ETF Trust (bis 2024) |
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 2951 von typischerweise 8401 Fonds (35 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 13.370.268 | 0 | 13.370.268 | 280.789.405 | Neu | +100,0% | |
| NEW YORK LIFE INSURANCE CO | 1.151.544 | 0 | 1.151.544 | 24.827.289 | Neu | +100,0% | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 478.377 | 167.926 | 310.451 | 10.368.827 | Aufgestockt | +184,9% | |
| MORGAN STANLEY | 478.091 | 0 | 478.091 | 10.030.371 | Neu | +100,0% | |
| Weil Company, Inc. | 430.845 | 0 | 430.845 | 9.288.881 | Neu | +100,0% | |
| ENVESTNET ASSET MANAGEMENT INC | 428.023 | 0 | 428.023 | 8.979.915 | Neu | +100,0% | |
| Cetera Investment Advisers | 135.476 | 0 | 135.476 | 2.915.259 | Neu | +100,0% | |
| Entruity Wealth, LLC | 113.813 | 0 | 113.813 | 2.453.774 | Neu | +100,0% | |
| Octavia Wealth Advisors, LLC | 99.360 | 129.516 | -30.156 | 2.170.566 | Reduziert | -23,3% | |
| Fortis Group Advisors, LLC | 85.904 | 66.069 | 19.835 | 1.795.394 | Aufgestockt | +30,0% | |
| Brio Consultants, LLC | 62.262 | 0 | 62.262 | 1.349.087 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 60.082 | 0 | 60.082 | 1.286.731 | Neu | +100,0% | |
| Prosperity Financial Group, Inc. | 55.616 | 53.130 | 2.486 | 1.162.382 | Aufgestockt | +4,7% | |
| CITADEL ADVISORS LLC | 37.421 | 0 | 37.421 | 785.093 | Neu | +100,0% | |
| First Affirmative Financial Network | 34.853 | 0 | 34.853 | 731.207 | Neu | +100,0% | |
| OLD MISSION CAPITAL LLC | 31.098 | 0 | 31.098 | 670.463 | Neu | +100,0% | |
| Keudell/Morrison Wealth Management | 31.674 | 29.395 | 2.279 | 661.987 | Aufgestockt | +7,8% | |
| Avantax Planning Partners, Inc. | 29.361 | 27.345 | 2.016 | 639.747 | Aufgestockt | +7,4% | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27.928 | 0 | 27.928 | 585.929 | Neu | +100,0% | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 24.504 | 24.465 | 39 | 533.685 | Aufgestockt | +0,2% | |
| OSAIC HOLDINGS, INC. | 21.076 | 0 | 21.076 | 452.344 | Neu | +100,0% | |
| Orion Porfolio Solutions, LLC | 18.288 | 0 | 18.288 | 383.686 | Neu | +100,0% | |
| Stratos Wealth Partners, LTD. | 17.350 | 0 | 17.350 | 364.004 | Neu | +100,0% | |
| SeaCrest Wealth Management, LLC | 14.928 | 10.310 | 4.618 | 325.267 | Aufgestockt | +44,8% | |
| GOLDMAN SACHS GROUP INC | 14.911 | 0 | 14.911 | 312.833 | Neu | +100,0% | |
| Sprinkle Financial Consultants LLC | 14.198 | 0 | 14.198 | 309.360 | Neu | +100,0% | |
| FF Advisors,LLC | 13.445 | 0 | 13.445 | 292.953 | Neu | +100,0% | |
| Wedmont Private Capital | 11.448 | 11.448 | 0 | 248.135 | Unverändert | 0,0% | |
| WEALTH ALLIANCE, LLC | 10.650 | 0 | 10.650 | 229.611 | Neu | +100,0% | |
| Ameritas Investment Partners, Inc. | 7.550 | 0 | 7.550 | 162.776 | Neu | +100,0% | |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 5.450 | 0 | 5.450 | 118.750 | Neu | +100,0% | |
| Physician Wealth Advisors, Inc. | 2.587 | 2.544 | 43 | 56.369 | Aufgestockt | +1,7% | |
| Sunrise Financial Services, LLC | 1.450 | 0 | 1.450 | 31.262 | Neu | +100,0% | |
| Rockefeller Capital Management L.P. | 808 | 0 | 808 | 17.420 | Neu | +100,0% | |
| UBS Group AG | 684 | 0 | 684 | 14.733 | Neu | +100,0% | |
| Cambridge Investment Research Advisors, Inc. | 289.830 | 58.624 | 231.206 | 6.132 | Aufgestockt | +394,4% | |
| FLOW TRADERS U.S. LLC | 48.960 | 0 | 48.960 | 1.056 | Neu | +100,0% | |
| WELLS FARGO & COMPANY/MN | 0 | 0 | 0 | 3 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 2951 von typischerweise 8401 Fonds (35 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 478.377 | 167.926 | +184,9% | 10.368.827 | 55,48 | 1 % | 2 Q |
| Octavia Wealth Advisors, LLC | 99.360 | 129.516 | -23,3% | 2.170.566 | 11,61 | 0 % | 4 Q |
| Fortis Group Advisors, LLC | 85.904 | 66.069 | +30,0% | 1.795.394 | 9,61 | 0 % | 4 Q |
| Prosperity Financial Group, Inc. | 55.616 | 53.130 | +4,7% | 1.162.382 | 6,22 | 100 % | 6 Q |
| Keudell/Morrison Wealth Management | 31.674 | 29.395 | +7,8% | 661.987 | 3,54 | 0 % | 13 Q |
| Avantax Planning Partners, Inc. | 29.361 | 27.345 | +7,4% | 639.747 | 3,42 | 0 % | 3 Q |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 24.504 | 24.465 | +0,2% | 533.685 | 2,86 | – | 12 Q |
| SeaCrest Wealth Management, LLC | 14.928 | 10.310 | +44,8% | 325.267 | 1,74 | 0 % | 2 Q |
| Sprinkle Financial Consultants LLC | 14.198 | 0 | +100,0% | 309.360 | 1,66 | 100 % | 1 Q |
| FF Advisors,LLC | 13.445 | 0 | +100,0% | 292.953 | 1,57 | 0 % | 2 Q |
| Wedmont Private Capital | 11.448 | 11.448 | 0,0% | 248.135 | 1,33 | 0 % | 4 Q |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 5.450 | 0 | +100,0% | 118.750 | 0,64 | 0 % | 1 Q |
| Physician Wealth Advisors, Inc. | 2.587 | 2.544 | +1,7% | 56.369 | 0,30 | 0 % | 7 Q |
| Cambridge Investment Research Advisors, Inc. | 289.830 | 58.624 | +394,4% | 6.132 | 0,03 | – | 2 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 14 | 1,2 | 19 |
| 31.03.2026 | ✓ | 34 | 17,1 | 359 |
| 31.12.2025 | ✓ | 28 | 16,2 | 346 |
| 30.09.2025 | ✓ | 24 | 14,7 | 315 |
| 30.06.2025 | ✓ | 18 | 14,6 | 312 |
| 31.03.2025 | ✓ | 15 | 14,3 | 303 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 167.926 | 3.641.468 |
| CITADEL ADVISORS LLC | 37.421 | 785.093 |
| First Affirmative Financial Network | 34.853 | 731.207 |
| Stratos Wealth Partners, LTD. | 17.350 | 364.004 |
| GOLDMAN SACHS GROUP INC | 14.911 | 312.833 |
| SeaCrest Wealth Management, LLC | 10.310 | 222.274 |
| UBS Group AG | 684 | 14.733 |
| Cambridge Investment Research Advisors, Inc. | 58.624 | 1.264 |
| FLOW TRADERS U.S. LLC | 48.960 | 1.056 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| MORGAN STANLEY | 478.091 | 452.753 | +1786.9 % | 10.030.371 |
| Cetera Investment Advisers | 135.476 | 112.716 | +495.2 % | 2.915.259 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 13.370.268 | 87.617 | +0.7 % | 280.789.405 |
| ENVESTNET ASSET MANAGEMENT INC | 428.023 | 51.446 | +13.7 % | 8.979.915 |
| Brio Consultants, LLC | 62.262 | 14.216 | +29.6 % | 1.349.087 |
| Avantax Planning Partners, Inc. | 27.345 | 12.339 | +82.2 % | 589.550 |
| OLD MISSION CAPITAL LLC | 31.098 | 8.972 | +40.5 % | 670.463 |
| Prosperity Financial Group, Inc. | 53.130 | 8.745 | +19.7 % | 1.114.667 |
| OSAIC HOLDINGS, INC. | 21.076 | 7.666 | +57.2 % | 452.344 |
| Octavia Wealth Advisors, LLC | 129.516 | 5.645 | +4.6 % | 2.800.277 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27.928 | -106.254 | -79.2 % | 585.929 |
| Fortis Group Advisors, LLC | 66.069 | -12.336 | -15.7 % | 1.384.806 |
| Rockefeller Capital Management L.P. | 808 | -11.742 | -93.6 % | 17.420 |
| Weil Company, Inc. | 430.845 | -9.282 | -2.1 % | 9.288.881 |
| JANE STREET GROUP, LLC | 60.082 | -8.813 | -12.8 % | 1.286.731 |
| Orion Porfolio Solutions, LLC | 18.288 | -3.607 | -16.5 % | 383.686 |
| Entruity Wealth, LLC | 113.813 | -1.543 | -1.3 % | 2.453.774 |
| Physician Wealth Advisors, Inc. | 2.544 | -100 | -3.8 % | 54.848 |
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 08.04.2026 | Weil Company, Inc. | Passiv (13G/A) | 11,60 % | 430.845 | -2,36 pp | |
| 05.01.2026 | Weil Company, Inc. | Passiv (13G/A) | 13,96 % | 440.127 | -2,44 pp | |
| 12.11.2025 | Weil Company, Inc. | Passiv (13G/A) | 16,40 % | 450.421 | -15,80 pp | |
| 15.08.2025 | Weil Company, Inc. | Passiv (13G) | 32,20 % | 418.972 | Neu | |
| 05.01.2024 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 96,58 % | 10.382.321 | +54,40 pp | |
| 05.01.2024 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 42,18 % | 485.049 | -3,40 pp | |
| 08.07.2022 | NEW YORK LIFE INSURANCE CO. | Passiv (13G/A) | 48,78 % | 1.000.000 | +48,78 pp | |
| 10.06.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 45,58 % | 980.000 | -53,08 pp | |
| 10.06.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 98,66 % | 7.350.443 | +49,66 pp | |
| 10.05.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 49,00 % | 980.000 | -49,90 pp | |
| 09.05.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 98,90 % | 6.576.954 | +49,90 pp | |
| 07.04.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 49,00 % | 980.000 | -48,77 pp | |
| 07.04.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 97,77 % | 2.639.734 | 0,00 pp | |
| 10.03.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G) | 97,77 % | 2.639.734 | +47,77 pp | |
| 09.03.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 50,00 % | 1.000.000 | 0,00 pp | |
| 09.03.2022 | NEW YORK LIFE INSURANCE CO. | Passiv (13G/A) | Ausstieg | 0 | -50,00 pp | |
| 08.02.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G/A) | 50,00 % | 1.000.000 | +1,00 pp | |
| 04.02.2022 | NEW YORK LIFE INVESTMENT MANAGEMENT, LLC. | Passiv (13G) | 49,00 % | 980.000 | Neu | |
| 27.01.2022 | NEW YORK LIFE INSURANCE CO. | Passiv (13G/A) | 50,00 % | 1.000.000 | -45,02 pp | |
| 10.01.2022 | NEW YORK LIFE INSURANCE CO. | Passiv (13G/A) | 95,02 % | 997.689 | -3,98 pp | |
| 10.01.2022 | NEW YORK LIFE INSURANCE CO. | Passiv (13G) | 99,00 % | 1.980.000 | -1,00 pp |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 16.02.2024 | HV-Einladung | — | — | DEFA14A | SEC » |
| 19.01.2024 | HV-Einladung | — | — | DEFA14A | SEC » |
| 05.12.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 22.11.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 22.11.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 08.11.2023 | HV-Einladung | 17.01.2024 a.o. HV | 02.11.2023 | DEF 14A | SEC » |
| 27.10.2023 | Vorläufig | — | — | PRE 14A | SEC » |
| 29.04.2022 | HV-Einladung | 22.06.2022 a.o. HV | 21.04.2022 | DEF 14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).