Stammdaten
Unternehmen & Branche
| Name | FIRST TRUST EXCHANGE-TRADED FUND IV |
|---|---|
| Ticker | – |
| CIK | 0001517936 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | MA |
|---|---|
| Geschäftsadresse | 120 EAST LIBERTY DRIVE, SUITE 400, 60187 WHEATON, IL |
| Telefon | 630-765-8000 |
| EIN (IRS) | 00-0000000 |
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| LPL Financial LLC | 46.454.848 | 0 | 46.454.848 | 1.074.066.552 | Neu | +100,0% | |
| MORGAN STANLEY | 28.174.716 | 0 | 28.174.716 | 663.428.576 | Neu | +100,0% | |
| ENVESTNET ASSET MANAGEMENT INC | 11.206.684 | 0 | 11.206.684 | 241.307.819 | Neu | +100,0% | |
| WELLS FARGO & COMPANY/MN | 9.007.843 | 0 | 9.007.843 | 229.994.860 | Neu | +100,0% | |
| FIRST TRUST ADVISORS LP | 8.483.073 | 0 | 8.483.073 | 224.468.146 | Neu | +100,0% | |
| Cetera Investment Advisers | 9.347.463 | 0 | 9.347.463 | 211.718.582 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 7.281.682 | 0 | 7.281.682 | 177.193.000 | Neu | +100,0% | |
| STIFEL FINANCIAL CORP | 7.554.647 | 0 | 7.554.647 | 174.659.758 | Neu | +100,0% | |
| RAYMOND JAMES FINANCIAL INC | 6.373.585 | 0 | 6.373.585 | 161.446.534 | Neu | +100,0% | |
| COMMONWEALTH EQUITY SERVICES, LLC | 5.936.717 | 6.900.333 | -963.616 | 145.703.429 | Reduziert | -14,0% | |
| OSAIC HOLDINGS, INC. | 5.282.620 | 0 | 5.282.620 | 122.107.208 | Neu | +100,0% | |
| Kestra Advisory Services, LLC | 5.037.993 | 4.878.803 | 159.190 | 118.789.715 | Aufgestockt | +3,3% | |
| HARBOUR INVESTMENTS, INC. | 4.543.661 | 0 | 4.543.661 | 101.755.431 | Neu | +100,0% | |
| STEPHENS INC /AR/ | 4.291.158 | 4.235.804 | 55.354 | 91.100.268 | Aufgestockt | +1,3% | |
| &PARTNERS | 2.963.710 | 0 | 2.963.710 | 72.395.057 | Neu | +100,0% | |
| LVZ, Inc. | 3.242.759 | 3.245.422 | -2.663 | 67.627.736 | Reduziert | -0,1% | |
| Bouchey Financial Group, Ltd. | 2.928.857 | 1.888.276 | 1.040.581 | 61.081.324 | Aufgestockt | +55,1% | |
| STRATEGIC PLANNING GROUP, LLC | 2.869.793 | 2.388.645 | 481.148 | 59.318.623 | Aufgestockt | +20,1% | |
| Prospera Financial Services Inc | 2.259.485 | 2.486.490 | -227.005 | 53.976.300 | Reduziert | -9,1% | |
| Private Advisor Group, LLC | 2.043.334 | 1.854.230 | 189.104 | 48.616.272 | Aufgestockt | +10,2% | |
| TRUIST FINANCIAL CORP | 2.322.527 | 1.946.842 | 375.685 | 47.266.009 | Aufgestockt | +19,3% | |
| Luken Investment Analytics, LLC | 1.648.886 | 1.184.726 | 464.160 | 46.986.400 | Aufgestockt | +39,2% | |
| Independent Advisor Alliance | 1.805.446 | 0 | 1.805.446 | 46.538.011 | Neu | +100,0% | |
| Csenge Advisory Group | 2.340.748 | 0 | 2.340.748 | 44.763.084 | Neu | +100,0% | |
| NewEdge Advisors, LLC | 1.973.463 | 0 | 1.973.463 | 44.696.525 | Neu | +100,0% | |
| Steward Partners Investment Advisory, LLC | 1.833.257 | 0 | 1.833.257 | 41.730.354 | Neu | +100,0% | |
| BENJAMIN EDWARDS INC | 1.965.474 | 1.828.022 | 137.452 | 41.426.036 | Aufgestockt | +7,5% | |
| UBS Group AG | 1.044.988 | 0 | 1.044.988 | 40.973.174 | Neu | +100,0% | |
| TCP Asset Management, LLC | 1.824.456 | 1.685.552 | 138.904 | 37.195.848 | Aufgestockt | +8,2% | |
| Arax Advisory Partners | 1.513.829 | 0 | 1.513.829 | 35.699.930 | Neu | +100,0% | |
| ASSETMARK, INC | 1.591.169 | 0 | 1.591.169 | 33.740.666 | Neu | +100,0% | |
| MANCHESTER FINANCIAL INC | 1.582.304 | 1.068.062 | 514.242 | 32.769.516 | Aufgestockt | +48,1% | |
| AMERIPRISE FINANCIAL INC | 1.727.806 | 0 | 1.727.806 | 32.715.788 | Neu | +100,0% | |
| Centennial Wealth Advisory LLC | 1.536.956 | 1.088.140 | 448.816 | 32.031.272 | Aufgestockt | +41,2% | |
| First Heartland Consultants, Inc. | 1.508.094 | 1.489.484 | 18.610 | 31.495.269 | Aufgestockt | +1,2% | |
| PARK NATIONAL CORP /OH/ | 953.314 | 973.486 | -20.172 | 30.750.899 | Reduziert | -2,1% | |
| Baird Financial Group, Inc. | 1.189.855 | 0 | 1.189.855 | 30.582.409 | Neu | +100,0% | |
| CITADEL ADVISORS LLC | 1.378.765 | 0 | 1.378.765 | 29.598.512 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 921.943 | 0 | 921.943 | 29.054.443 | Neu | +100,0% | |
| Integrated Wealth Concepts LLC | 1.178.007 | 0 | 1.178.007 | 27.277.861 | Neu | +100,0% | |
| Concurrent Investment Advisors, LLC | 1.072.789 | 973.510 | 99.279 | 27.230.012 | Aufgestockt | +10,2% | |
| Cyndeo Wealth Partners, LLC | 1.255.621 | 1.216.497 | 39.124 | 26.327.409 | Aufgestockt | +3,2% | |
| Pine Valley Investments Ltd Liability Co | 1.245.799 | 1.200.672 | 45.127 | 26.085.775 | Aufgestockt | +3,8% | |
| Vestmark Advisory Solutions, Inc. | 932.088 | 0 | 932.088 | 25.570.223 | Neu | +100,0% | |
| Snowden Capital Advisors LLC | 1.109.753 | 0 | 1.109.753 | 25.282.554 | Neu | +100,0% | |
| Gateway Wealth Partners, LLC | 1.032.310 | 0 | 1.032.310 | 23.178.524 | Neu | +100,0% | |
| HighTower Advisors, LLC | 1.035.103 | 0 | 1.035.103 | 23.043.365 | Neu | +100,0% | |
| Ferguson Shapiro LLC | 1.101.513 | 1.006.792 | 94.721 | 22.792.202 | Aufgestockt | +9,4% | |
| IFP Advisors, Inc | 948.683 | 813.400 | 135.283 | 22.261.192 | Aufgestockt | +16,6% | |
| Kingsview Wealth Management, LLC | 955.758 | 0 | 955.758 | 22.138.458 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 3189 von typischerweise 8405 Fonds (38 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 5.936.717 | 6.900.333 | -14,0% | 145.703.429 | 7,78 | – | 17 Q |
| Kestra Advisory Services, LLC | 5.037.993 | 4.878.803 | +3,3% | 118.789.715 | 6,34 | – | 17 Q |
| STEPHENS INC /AR/ | 4.291.158 | 4.235.804 | +1,3% | 91.100.268 | 4,86 | 0 % | 17 Q |
| LVZ, Inc. | 3.242.759 | 3.245.422 | -0,1% | 67.627.736 | 3,61 | 0 % | 17 Q |
| Bouchey Financial Group, Ltd. | 2.928.857 | 1.888.276 | +55,1% | 61.081.324 | 3,26 | 0 % | 2 Q |
| STRATEGIC PLANNING GROUP, LLC | 2.869.793 | 2.388.645 | +20,1% | 59.318.623 | 3,17 | 0 % | 4 Q |
| Prospera Financial Services Inc | 2.259.485 | 2.486.490 | -9,1% | 53.976.300 | 2,88 | 0 % | 17 Q |
| Private Advisor Group, LLC | 2.043.334 | 1.854.230 | +10,2% | 48.616.272 | 2,59 | 0 % | 17 Q |
| TRUIST FINANCIAL CORP | 2.322.527 | 1.946.842 | +19,3% | 47.266.009 | 2,52 | 1 % | 17 Q |
| Luken Investment Analytics, LLC | 1.648.886 | 1.184.726 | +39,2% | 46.986.400 | 2,51 | 0 % | 15 Q |
| BENJAMIN EDWARDS INC | 1.965.474 | 1.828.022 | +7,5% | 41.426.036 | 2,21 | 100 % | 17 Q |
| TCP Asset Management, LLC | 1.824.456 | 1.685.552 | +8,2% | 37.195.848 | 1,98 | 0 % | 14 Q |
| MANCHESTER FINANCIAL INC | 1.582.304 | 1.068.062 | +48,1% | 32.769.516 | 1,75 | 0 % | 8 Q |
| Centennial Wealth Advisory LLC | 1.536.956 | 1.088.140 | +41,2% | 32.031.272 | 1,71 | 0 % | 8 Q |
| First Heartland Consultants, Inc. | 1.508.094 | 1.489.484 | +1,2% | 31.495.269 | 1,68 | 0 % | 13 Q |
| PARK NATIONAL CORP /OH/ | 953.314 | 973.486 | -2,1% | 30.750.899 | 1,64 | 97 % | 17 Q |
| Concurrent Investment Advisors, LLC | 1.072.789 | 973.510 | +10,2% | 27.230.012 | 1,45 | 100 % | 11 Q |
| Cyndeo Wealth Partners, LLC | 1.255.621 | 1.216.497 | +3,2% | 26.327.409 | 1,40 | 0 % | 7 Q |
| Pine Valley Investments Ltd Liability Co | 1.245.799 | 1.200.672 | +3,8% | 26.085.775 | 1,39 | 0 % | 10 Q |
| Ferguson Shapiro LLC | 1.101.513 | 1.006.792 | +9,4% | 22.792.202 | 1,22 | 0 % | 3 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 224 | 86,1 | 1.895 |
| 31.03.2026 | ✓ | 480 | 301,3 | 6.837 |
| 31.12.2025 | ✓ | 475 | 282,4 | 6.810 |
| 30.09.2025 | ✓ | 428 | 244,6 | 5.725 |
| 30.06.2025 | ✓ | 413 | 206,1 | 4.690 |
| 31.03.2025 | ✓ | 394 | 182,3 | 4.096 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| Independent Advisor Alliance | 1.805.446 | 46.538.011 |
| Bouchey Financial Group, Ltd. | 1.888.276 | 39.767.090 |
| Wealth Intelligence, LLC | 942.180 | 19.748.093 |
| Wealthspire Retirement, LLC | 645.000 | 11.448.751 |
| SageGuard Financial Group, LLC | 305.265 | 6.500.750 |
| Uniting Wealth Partners, LLC | 293.339 | 6.167.722 |
| Aureum Wealth Management, LLC | 226.437 | 4.746.120 |
| Compass Financial Services Inc | 152.564 | 3.898.012 |
| Elevation Advisory Partners LLC | 155.202 | 3.866.677 |
| HUNTINGTON NATIONAL BANK | 145.345 | 3.713.564 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| LPL Financial LLC | 46.454.848 | 6.564.982 | +16.5 % | 1.074.066.552 |
| HARBOUR INVESTMENTS, INC. | 4.543.661 | 2.491.121 | +121.4 % | 101.755.431 |
| STRATEGIC PLANNING GROUP, LLC | 2.388.645 | 1.599.800 | +202.8 % | 49.301.643 |
| MORGAN STANLEY | 28.174.716 | 1.515.586 | +5.7 % | 663.428.576 |
| Cetera Investment Advisers | 9.347.463 | 1.298.799 | +16.1 % | 211.718.582 |
| STIFEL FINANCIAL CORP | 7.554.647 | 1.259.059 | +20.0 % | 174.659.758 |
| CITADEL ADVISORS LLC | 1.328.765 | 1.083.649 | +442.1 % | 28.321.012 |
| FIRST TRUST ADVISORS LP | 8.483.073 | 1.079.275 | +14.6 % | 224.468.146 |
| ROYAL BANK OF CANADA | 7.281.682 | 1.056.520 | +17.0 % | 177.193.000 |
| Kestra Advisory Services, LLC | 4.878.803 | 1.017.233 | +26.3 % | 109.371.171 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 6.373.585 | -2.472.148 | -27.9 % | 161.446.534 |
| AMERIPRISE FINANCIAL INC | 1.727.806 | -644.367 | -27.2 % | 32.715.788 |
| Concurrent Investment Advisors, LLC | 973.510 | -615.500 | -38.7 % | 23.375.634 |
| SOUTHERN CAPITAL SERVICES INC /ADV | 583.078 | -557.516 | -48.9 % | 15.372.050 |
| IFG Advisory, LLC | 380 | -317.516 | -99.9 % | 15.417 |
| Luken Investment Analytics, LLC | 1.184.726 | -313.866 | -20.9 % | 31.291.347 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 475.567 | -214.658 | -31.1 % | 12.304.626 |
| Mutual Advisors, LLC | 113.281 | -177.103 | -61.0 % | 2.326.713 |
| Philip James Wealth Mangement, LLC | 289.073 | -145.091 | -33.4 % | 6.027.915 |
| J.W. COLE ADVISORS, INC. | 160.282 | -126.685 | -44.1 % | 4.095.209 |
Zusätzlich aktuell von 1 Mutual Funds/ETFs gehalten (N-PORT). Alle Fondsgesellschaften & ihre 4-Quartals-Bewegungen →
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 22.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 47,57 % | 7.445.259 | +2,94 pp | |
| 22.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 44,63 % | 17.295.935 | +13,50 pp | |
| 17.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 31,13 % | 12.576.973 | +8,29 pp | |
| 17.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 22,84 % | 18.864.880 | +10,38 pp | |
| 14.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 12,46 % | 14.818.862 | -4,79 pp | |
| 14.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 17,25 % | 20.973.031 | +6,68 pp | |
| 07.07.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 10,57 % | 2.289.377 | -35,55 pp | |
| 06.07.2026 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 20,20 % | 1.048.539 | +5,40 pp | |
| 05.06.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 46,12 % | 6.917.284 | +41,60 pp | |
| 30.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 4,52 % | 67.790 | -33,10 pp | |
| 22.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 37,62 % | 4.250.524 | +13,57 pp | |
| 20.04.2026 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 14,80 % | 757.071 | -3,80 pp | |
| 17.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 24,05 % | 18.989.168 | +10,20 pp | |
| 14.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 13,85 % | 15.313.271 | +1,32 pp | |
| 14.04.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 12,53 % | 3.964.201 | -21,93 pp | |
| 06.03.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 34,46 % | 3.704.739 | +6,72 pp | |
| 10.02.2026 | STRATEGIC PLANNING GROUP, LLC | Passiv (13G/A) | 14,21 % | 788.845 | -11,09 pp | |
| 06.02.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 27,74 % | 2.745.868 | +23,26 pp | |
| 30.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 4,48 % | 181.415 | -43,91 pp | |
| 23.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 48,39 % | 16.137.560 | +33,43 pp | |
| 14.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 14,96 % | 14.872.082 | +6,40 pp | |
| 14.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 8,56 % | 2.624.486 | -10,05 pp | |
| 14.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 18,61 % | 15.112.951 | +4,95 pp | |
| 14.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 13,66 % | 4.091.440 | -6,26 pp | |
| 07.01.2026 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 19,92 % | 1.683.185 | +9,55 pp | |
| 10.12.2025 | STRATEGIC PLANNING GROUP, LLC | Passiv (13G) | 25,30 % | 733.884 | Neu | |
| 03.12.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 18,60 % | 705.321 | +18,60 pp | |
| 06.11.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 10,37 % | 7.506.829 | +8,58 pp | |
| 31.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 1,79 % | 46.636 | -26,63 pp | |
| 22.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 28,42 % | 11.483.580 | +6,74 pp | |
| 22.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 21,68 % | 15.270.746 | +5,10 pp | |
| 17.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 16,58 % | 15.202.863 | +1,16 pp | |
| 17.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 15,42 % | 10.510.259 | -29,92 pp | |
| 07.10.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 45,34 % | 13.329.398 | +27,52 pp | |
| 28.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 17,82 % | 14.677.593 | +12,17 pp | |
| 28.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G) | 5,65 % | 186.456 | -7,09 pp | |
| 23.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 12,74 % | 6.904.788 | +4,59 pp | |
| 21.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 8,15 % | 187.489 | -32,01 pp | |
| 07.07.2025 | First Trust Portfolios L.P. (+2) | Passiv (13G/A) | 40,16 % | 9.878.678 | +5,58 pp | |
| 07.07.2025 | TRUIST FINANCIAL CORP | Passiv (13G/A) | 0,00 % | 8.066 | -5,60 pp |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 11.07.2025 | HV-Einladung | 12.08.2025 a.o. HV | 09.06.2025 | DEF 14A | SEC » |
| 13.05.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 22.01.2024 | HV-Einladung | 15.04.2024 a.o. HV | 02.01.2024 | DEF 14A | SEC » |
| 22.12.2023 | Vorläufig | — | — | PRE 14A | SEC » |
| 14.12.2021 | HV-Einladung | 24.01.2022 a.o. HV | 08.10.2021 | DEF 14A | SEC » |
| 14.10.2021 | Vorläufig | — | — | PRE 14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).