Stammdaten
Unternehmen & Branche
| Name | Principal Exchange-Traded Funds |
|---|---|
| Ticker | – |
| CIK | 0001572661 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | DE |
|---|---|
| Geschäftsadresse | 711 HIGH STREET, 50392 DES MOINES, IA |
| Telefon | 515-235-9328 |
| EIN (IRS) | 00-0000000 |
Listing & Historie
| Fiskaljahr-Ende | 30.06. |
|---|
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 3394 von typischerweise 8409 Fonds (40 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 11.736.590 | 0 | 11.736.590 | 220.882.619 | Neu | +100,0% | |
| UBS Group AG | 7.738.668 | 0 | 7.738.668 | 145.641.768 | Neu | +100,0% | |
| MORGAN STANLEY | 7.393.861 | 0 | 7.393.861 | 139.152.499 | Neu | +100,0% | |
| WELLS FARGO & COMPANY/MN | 5.249.960 | 0 | 5.249.960 | 99.014.120 | Neu | +100,0% | |
| PRINCIPAL SECURITIES, INC. | 4.548.923 | 0 | 4.548.923 | 86.077.824 | Neu | +100,0% | |
| LPL Financial LLC | 4.445.492 | 0 | 4.445.492 | 83.851.763 | Neu | +100,0% | |
| ENVESTNET ASSET MANAGEMENT INC | 3.967.036 | 0 | 3.967.036 | 75.063.970 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 3.532.646 | 0 | 3.532.646 | 66.544.000 | Neu | +100,0% | |
| PRINCIPAL FINANCIAL GROUP INC | 3.438.991 | 0 | 3.438.991 | 64.817.433 | Neu | +100,0% | |
| IFC Advisors LLC | 2.730.332 | 0 | 2.730.332 | 51.384.848 | Neu | +100,0% | |
| RAYMOND JAMES FINANCIAL INC | 2.581.696 | 0 | 2.581.696 | 48.688.592 | Neu | +100,0% | |
| Cyndeo Wealth Partners, LLC | 1.112.557 | 1.070.783 | 41.774 | 21.227.583 | Aufgestockt | +3,9% | |
| Bensler, LLC | 927.050 | 831.810 | 95.240 | 17.669.584 | Aufgestockt | +11,4% | |
| Ameritas Investment Partners, Inc. | 910.181 | 0 | 910.181 | 17.257.023 | Neu | +100,0% | |
| L2 Asset Management, LLC | 849.548 | 0 | 849.548 | 15.988.492 | Neu | +100,0% | |
| Permanens Capital L.P. | 847.144 | 0 | 847.144 | 15.943.250 | Neu | +100,0% | |
| BALANCED WEALTH GROUP LLC | 823.074 | 0 | 823.074 | 15.605.480 | Neu | +100,0% | |
| Private Advisor Group, LLC | 646.342 | 217.970 | 428.372 | 12.320.699 | Aufgestockt | +196,5% | |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 648.514 | 0 | 648.514 | 12.205.050 | Neu | +100,0% | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 633.860 | 602.488 | 31.372 | 12.021.160 | Aufgestockt | +5,2% | |
| BENJAMIN EDWARDS INC | 614.837 | 662.675 | -47.838 | 11.718.497 | Reduziert | -7,2% | |
| STIFEL FINANCIAL CORP | 611.891 | 0 | 611.891 | 11.588.661 | Neu | +100,0% | |
| NICOLET BANKSHARES INC | 554.974 | 0 | 554.974 | 10.459.757 | Neu | +100,0% | |
| Mariner, LLC | 551.417 | 0 | 551.417 | 10.380.496 | Neu | +100,0% | |
| JPMORGAN CHASE & CO | 487.982 | 0 | 487.982 | 9.142.882 | Neu | +100,0% | |
| Capital Investment Advisory Services, LLC | 470.553 | 145.970 | 324.583 | 8.970.193 | Aufgestockt | +222,4% | |
| NewEdge Advisors, LLC | 450.887 | 0 | 450.887 | 8.497.105 | Neu | +100,0% | |
| ROGCO, LP | 406.720 | 398.110 | 8.610 | 7.752.083 | Aufgestockt | +2,2% | |
| Berger Financial Group, Inc | 403.943 | 0 | 403.943 | 7.602.202 | Neu | +100,0% | |
| Integrated Wealth Concepts LLC | 349.575 | 0 | 349.575 | 6.627.942 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 320.519 | 0 | 320.519 | 6.032.168 | Neu | +100,0% | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 308.613 | 0 | 308.613 | 5.808.099 | Neu | +100,0% | |
| BlueStem Wealth Partners, LLC | 297.854 | 0 | 297.854 | 5.647.303 | Neu | +100,0% | |
| PSI Advisors, LLC | 283.605 | 0 | 283.605 | 5.337.456 | Neu | +100,0% | |
| US BANCORP \DE\ | 274.526 | 0 | 274.526 | 5.205.707 | Neu | +100,0% | |
| COMMONWEALTH EQUITY SERVICES, LLC | 265.964 | 401.884 | -135.920 | 5.069.522 | Reduziert | -33,8% | |
| Focus Partners Wealth | 260.375 | 0 | 260.375 | 4.900.258 | Neu | +100,0% | |
| Baird Financial Group, Inc. | 241.299 | 0 | 241.299 | 4.541.247 | Neu | +100,0% | |
| OSAIC HOLDINGS, INC. | 238.032 | 0 | 238.032 | 4.495.125 | Neu | +100,0% | |
| McAdam, LLC | 221.169 | 0 | 221.169 | 4.193.364 | Neu | +100,0% | |
| Grey Ledge Advisors, LLC | 205.655 | 202.206 | 3.449 | 3.919.784 | Aufgestockt | +1,7% | |
| Rockefeller Capital Management L.P. | 195.349 | 0 | 195.349 | 3.676.475 | Neu | +100,0% | |
| Ocean Park Asset Management, LLC | 192.000 | 0 | 192.000 | 3.613.440 | Neu | +100,0% | |
| Manske Wealth Management | 177.732 | 0 | 177.732 | 3.369.799 | Neu | +100,0% | |
| &PARTNERS | 175.575 | 0 | 175.575 | 3.288.386 | Neu | +100,0% | |
| Fiduciary Alliance LLC | 162.452 | 148.289 | 14.163 | 3.096.334 | Aufgestockt | +9,6% | |
| Miller Global Investments, LLC | 152.314 | 0 | 152.314 | 2.866.549 | Neu | +100,0% | |
| Meadow Creek Wealth Advisors LLC | 149.078 | 0 | 149.078 | 2.805.648 | Neu | +100,0% | |
| Creative Planning | 144.954 | 0 | 144.954 | 2.728.039 | Neu | +100,0% | |
| MainStreet Investment Advisors LLC | 140.310 | 0 | 140.310 | 2.640.634 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 3394 von typischerweise 8409 Fonds (40 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| Cyndeo Wealth Partners, LLC | 1.112.557 | 1.070.783 | +3,9% | 21.227.583 | 15,37 | 0 % | 13 Q |
| Bensler, LLC | 927.050 | 831.810 | +11,4% | 17.669.584 | 12,79 | 0 % | 7 Q |
| Private Advisor Group, LLC | 646.342 | 217.970 | +196,5% | 12.320.699 | 8,92 | 0 % | 17 Q |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 633.860 | 602.488 | +5,2% | 12.021.160 | 8,70 | 0 % | 12 Q |
| BENJAMIN EDWARDS INC | 614.837 | 662.675 | -7,2% | 11.718.497 | 8,48 | 100 % | 17 Q |
| Capital Investment Advisory Services, LLC | 470.553 | 145.970 | +222,4% | 8.970.193 | 6,49 | 0 % | 17 Q |
| ROGCO, LP | 406.720 | 398.110 | +2,2% | 7.752.083 | 5,61 | 95 % | 12 Q |
| COMMONWEALTH EQUITY SERVICES, LLC | 265.964 | 401.884 | -33,8% | 5.069.522 | 3,67 | – | 17 Q |
| Grey Ledge Advisors, LLC | 205.655 | 202.206 | +1,7% | 3.919.784 | 2,84 | 0 % | 7 Q |
| Fiduciary Alliance LLC | 162.452 | 148.289 | +9,6% | 3.096.334 | 2,24 | 100 % | 8 Q |
| MassMutual Private Wealth & Trust, FSB | 134.825 | 140.310 | -3,9% | 2.569.765 | 1,86 | 100 % | 17 Q |
| J.W. COLE ADVISORS, INC. | 114.567 | 0 | +100,0% | 2.183.637 | 1,58 | 100 % | 16 Q |
| FIFTH THIRD SECURITIES, INC. | 111.114 | 71.052 | +56,4% | 2.119.832 | 1,53 | – | 4 Q |
| Kestra Advisory Services, LLC | 105.218 | 100.185 | +5,0% | 2.005.457 | 1,45 | – | 17 Q |
| IBEX WEALTH ADVISORS | 82.375 | 82.237 | +0,2% | 1.570.058 | 1,14 | 0 % | 10 Q |
| Gilliland Jeter Wealth Management LLC | 81.138 | 80.872 | +0,3% | 1.546.494 | 1,12 | – | 11 Q |
| AJ Advisors, LLC | 77.941 | 0 | +100,0% | 1.487.110 | 1,08 | 0 % | 10 Q |
| Cambridge Investment Research Advisors, Inc. | 75.646 | 69.456 | +8,9% | 1.442.000 | 1,04 | – | 17 Q |
| TRUIST FINANCIAL CORP | 74.551 | 74.207 | +0,5% | 1.421.180 | 1,03 | 0 % | 17 Q |
| Concurrent Investment Advisors, LLC | 64.728 | 0 | +100,0% | 1.233.724 | 0,89 | 100 % | 3 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 64 | 7,2 | 138 |
| 31.03.2026 | ✓ | 163 | 77,0 | 1.451 |
| 31.12.2025 | ✓ | 169 | 77,2 | 1.472 |
| 30.09.2025 | ✓ | 161 | 70,9 | 1.361 |
| 30.06.2025 | ✓ | 152 | 63,6 | 1.210 |
| 31.03.2025 | ✓ | 140 | 60,1 | 1.172 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| Independent Advisor Alliance | 67.845 | 1.280.050 |
| LexAurum Advisors, LLC | 50.152 | 943.852 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46.494 | 875.017 |
| CAPITAL & PLANNING, LLC | 39.640 | 746.028 |
| Western Wealth Management, LLC | 27.963 | 530.187 |
| HRT FINANCIAL LP | 21.255 | 400.000 |
| Colter Lewis Investment Partners LLC | 14.054 | 264.496 |
| Tortuga Wealth Management, Inc | 10.859 | 204.360 |
| Boreal Capital Management LLC | 8.641 | 162.619 |
| IFG Advisory, LLC | 2.272 | 42.768 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 3.967.036 | 846.426 | +27.1 % | 75.063.970 |
| PRINCIPAL SECURITIES, INC. | 4.548.923 | 749.469 | +19.7 % | 86.077.824 |
| UBS Group AG | 7.738.668 | 557.122 | +7.8 % | 145.641.768 |
| L2 Asset Management, LLC | 849.548 | 533.904 | +169.1 % | 15.988.492 |
| MORGAN STANLEY | 7.393.861 | 527.763 | +7.7 % | 139.152.499 |
| WELLS FARGO & COMPANY/MN | 5.249.960 | 495.746 | +10.4 % | 99.014.120 |
| NICOLET BANKSHARES INC | 554.974 | 491.867 | +779.4 % | 10.459.757 |
| BANK OF AMERICA CORP /DE/ | 11.736.590 | 491.520 | +4.4 % | 220.882.619 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 308.613 | 307.589 | +30038.0 % | 5.808.099 |
| STIFEL FINANCIAL CORP | 611.891 | 221.967 | +56.9 % | 11.588.661 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| Permanens Capital L.P. | 847.144 | -868.623 | -50.6 % | 15.943.250 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 602.488 | -585.563 | -49.3 % | 11.347.865 |
| ROYAL BANK OF CANADA | 3.532.646 | -207.652 | -5.6 % | 66.544.000 |
| Integrated Wealth Concepts LLC | 349.575 | -70.176 | -16.7 % | 6.627.942 |
| Berger Financial Group, Inc | 403.943 | -51.473 | -11.3 % | 7.602.202 |
| AXS Investments LLC | 73.183 | -49.920 | -40.6 % | 1.377.304 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 16.707 | -37.069 | -68.9 % | 314.422 |
| Mirae Asset Global Investments Co., Ltd. | 10.375 | -34.367 | -76.8 % | 195.258 |
| Prospera Financial Services Inc | 16.054 | -33.057 | -67.3 % | 304.396 |
| CITADEL ADVISORS LLC | 26.130 | -32.157 | -55.2 % | 495.425 |
Aktivisten & Großaktionäre (13D/13G) ⓘ
| Datum | Investor | Typ | Anteil | Aktien | Δ | Δ-Balken |
|---|---|---|---|---|---|---|
| 05.02.2025 | STRATEGIC PLANNING GROUP, LLC | Passiv (13G/A) | 7,10 % | 1.051.167 | -1,30 pp | |
| 06.11.2024 | STRATEGIC PLANNING GROUP, LLC | Passiv (13G) | 8,40 % | 998.813 | Neu |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 12.06.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 05.06.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 29.05.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 15.05.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 15.05.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 08.05.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 05.05.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 28.04.2026 | HV-Einladung | — | — | DEFA14A | SEC » |
| 20.04.2026 | HV-Einladung | 25.06.2026 a.o. HV | 13.04.2026 | DEF 14A | SEC » |
| 10.04.2026 | Vorläufig | — | — | PRE 14A | SEC » |
| 10.10.2024 | HV-Einladung | 11.11.2024 a.o. HV | 07.10.2024 | DEF 14A | SEC » |
| 25.09.2024 | Vorläufig | — | — | PRE 14A | SEC » |
| 31.03.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 27.03.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 15.03.2023 | HV-Einladung | — | — | DEFA14A | SEC » |
| 06.03.2023 | HV-Einladung | 26.04.2023 Jahres-HV | 27.02.2023 | DEF 14A | SEC » |
| 24.02.2023 | Vorläufig | — | — | PRE 14A | SEC » |
| 24.05.2022 | HV-Einladung | — | — | DEFA14A | SEC » |
| 18.05.2022 | HV-Einladung | — | — | DEFA14A | SEC » |
| 03.05.2022 | HV-Einladung | — | — | DEFA14A | SEC » |
| 20.04.2022 | HV-Einladung | — | — | DEFA14A | SEC » |
| 15.03.2022 | HV-Einladung | 24.05.2022 Jahres-HV | 07.03.2022 | DEF 14A | SEC » |
| 14.03.2022 | HV-Einladung | 24.05.2022 Jahres-HV | 07.03.2022 | DEF 14A | SEC » |
| 04.03.2022 | Vorläufig | — | — | PRE 14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).