Stammdaten
Unternehmen & Branche
| Name | Series Portfolios Trust |
|---|---|
| Ticker | – |
| CIK | 0001650149 |
Wertpapier & Kennzahlen
| CUSIP | – |
|---|---|
| ISIN | – |
| Typ | – |
Sitz & Kontakt
| Sitz (Inkorporation) | DE |
|---|---|
| Geschäftsadresse | 615 E. MICHIGAN STREET, 53202 MILWAUKEE, WI |
| Telefon | 414-765-6620 |
| EIN (IRS) | 00-0000000 |
Listing & Historie
| Fiskaljahr-Ende | 30.11. |
|---|
Externe Quelle: SEC EDGAR »
Insider-Transaktionen (12 Monate) ⓘ
| Datum | Insider | Rolle | Typ | Stückzahl | Kurs | Wert (USD) | Δ | Trend |
|---|---|---|---|---|---|---|---|---|
| Keine Insider-Käufe/Verkäufe in den letzten 12 Monaten. | ||||||||
Fondsaktivität (Vorquartalsvergleich) ⓘ
⚠ Vorläufige Daten: Erst 2951 von typischerweise 8401 Fonds (35 %) haben für das aktuelle 13F-Quartal eingereicht — Werte können sich in den kommenden Wochen noch deutlich ändern.
| Fonds | Aktuell (Stk) | Vorquartal (Stk) | Veränderung (Stk) | Wert (USD) | Status | Δ | Trend |
|---|---|---|---|---|---|---|---|
| Elm Partners Management LLC | 6.168.649 | 6.006.305 | 162.344 | 180.716.114 | Aufgestockt | +2,7% | |
| Client First Investment Management LLC | 2.381.718 | 0 | 2.381.718 | 100.432.037 | Neu | +100,0% | |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 3.043.310 | 3.048.593 | -5.283 | 89.793.456 | Reduziert | -0,2% | |
| HighTower Advisors, LLC | 2.852.740 | 0 | 2.852.740 | 82.473.629 | Neu | +100,0% | |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | 2.775.850 | 2.775.850 | 0 | 72.411.987 | Unverändert | 0,0% | |
| UBS Group AG | 1.638.525 | 0 | 1.638.525 | 47.204.302 | Neu | +100,0% | |
| MORGAN STANLEY | 1.623.227 | 0 | 1.623.227 | 41.639.016 | Neu | +100,0% | |
| Arax Advisory Partners | 1.619.766 | 0 | 1.619.766 | 41.538.489 | Neu | +100,0% | |
| Focus Partners Wealth | 1.357.794 | 0 | 1.357.794 | 34.827.438 | Neu | +100,0% | |
| ROYAL BANK OF CANADA | 1.108.026 | 0 | 1.108.026 | 34.688.000 | Neu | +100,0% | |
| LPL Financial LLC | 1.058.346 | 0 | 1.058.346 | 27.066.245 | Neu | +100,0% | |
| JOURNEY STRATEGIC WEALTH LLC | 901.723 | 0 | 901.723 | 26.131.941 | Neu | +100,0% | |
| Rockefeller Capital Management L.P. | 789.109 | 0 | 789.109 | 22.868.403 | Neu | +100,0% | |
| Guardian Financial Partners, LLC | 770.855 | 729.139 | 41.716 | 20.365.986 | Aufgestockt | +5,7% | |
| Estate Planners Group, LLC | 775.385 | 0 | 775.385 | 19.887.088 | Neu | +100,0% | |
| Atria Investments, Inc | 677.733 | 229.498 | 448.235 | 17.905.701 | Aufgestockt | +195,3% | |
| ENZI WEALTH | 585.334 | 543.699 | 41.635 | 17.633.183 | Aufgestockt | +7,7% | |
| ENVESTNET ASSET MANAGEMENT INC | 602.077 | 0 | 602.077 | 17.103.204 | Neu | +100,0% | |
| Garden State Investment Advisory Services LLC | 536.197 | 0 | 536.197 | 15.544.825 | Neu | +100,0% | |
| IronBridge Private Wealth, LLC | 334.984 | 0 | 334.984 | 14.125.573 | Neu | +100,0% | |
| ELEVATION POINT WEALTH PARTNERS, LLC | 463.686 | 0 | 463.686 | 13.437.623 | Neu | +100,0% | |
| Vestmark Advisory Solutions, Inc. | 459.389 | 0 | 459.389 | 13.313.095 | Neu | +100,0% | |
| Carmel Capital Partners, LLC | 505.162 | 0 | 505.162 | 12.926.867 | Neu | +100,0% | |
| STIFEL FINANCIAL CORP | 399.382 | 0 | 399.382 | 10.804.485 | Neu | +100,0% | |
| Copia Wealth Management | 421.521 | 0 | 421.521 | 10.791.229 | Neu | +100,0% | |
| Platform Technology Partners | 305.957 | 279.617 | 26.340 | 9.178.698 | Aufgestockt | +9,4% | |
| Sound Income Strategies, LLC | 330.517 | 269.832 | 60.685 | 8.732.255 | Aufgestockt | +22,5% | |
| Gradient Investments LLC | 302.753 | 294.190 | 8.563 | 7.998.728 | Aufgestockt | +2,9% | |
| RAYMOND JAMES FINANCIAL INC | 242.085 | 0 | 242.085 | 7.015.623 | Neu | +100,0% | |
| Bramshill Investments, LLC | 209.523 | 0 | 209.523 | 6.071.977 | Neu | +100,0% | |
| Tower Research Capital LLC (TRC) | 235.706 | 0 | 235.706 | 6.045.859 | Neu | +100,0% | |
| AXXCESS WEALTH MANAGEMENT, LLC | 194.396 | 0 | 194.396 | 5.784.949 | Neu | +100,0% | |
| Farther Finance Advisors, LLC | 214.183 | 171.352 | 42.831 | 5.719.684 | Aufgestockt | +25,0% | |
| Darwin Wealth Management, LLC | 181.283 | 172.319 | 8.964 | 5.438.503 | Aufgestockt | +5,2% | |
| INDEPENDENT FINANCIAL GROUP, LLC | 143.058 | 124.100 | 18.958 | 5.187.657 | Aufgestockt | +15,3% | |
| BARCLAYS PLC | 190.000 | 0 | 190.000 | 4.873.500 | Neu | +100,0% | |
| Mariner, LLC | 185.560 | 0 | 185.560 | 4.759.603 | Neu | +100,0% | |
| Gladstone Institutional Advisory LLC | 160.323 | 161.072 | -749 | 4.730.840 | Reduziert | -0,5% | |
| Valeo Financial Advisors, LLC | 173.764 | 173.764 | 0 | 4.550.601 | Unverändert | 0,0% | |
| NewEdge Advisors, LLC | 149.927 | 0 | 149.927 | 4.242.293 | Neu | +100,0% | |
| Sowell Financial Services LLC | 158.003 | 156.036 | 1.967 | 4.174.440 | Aufgestockt | +1,3% | |
| Fortis Group Advisors, LLC | 154.727 | 144.785 | 9.942 | 3.963.340 | Aufgestockt | +6,9% | |
| STEPHENS INC /AR/ | 79.329 | 72.732 | 6.597 | 3.832.834 | Aufgestockt | +9,1% | |
| KLINGENSTEIN FIELDS & CO LP | 131.106 | 0 | 131.106 | 3.799.452 | Neu | +100,0% | |
| Tanager Wealth Management LLP | 129.100 | 129.100 | 0 | 3.782.101 | Unverändert | 0,0% | |
| CWC Advisors, LLC. | 142.226 | 143.534 | -1.308 | 3.757.611 | Reduziert | -0,9% | |
| CITADEL ADVISORS LLC | 134.882 | 0 | 134.882 | 3.457.600 | Neu | +100,0% | |
| Inspire Advisors, LLC | 134.403 | 0 | 134.403 | 3.440.552 | Neu | +100,0% | |
| JANE STREET GROUP, LLC | 97.655 | 0 | 97.655 | 3.265.278 | Neu | +100,0% | |
| Ethos Financial Group, LLC | 120.704 | 0 | 120.704 | 3.096.061 | Neu | +100,0% |
Top-Fondshalter (Stand: 30.06.2026) ⓘ
⚠ Vorläufige Daten: Erst 2951 von typischerweise 8401 Fonds (35 %) haben für dieses Quartal eingereicht. Vollständigkeit erwartet bis 14.08.2026. Auswertungen (NEW/INC/DEC) sind noch zu konservativ — viele Spätfiler erscheinen aktuell als „Exits".
| Fonds | Anteile | Vorquartal (Stk) | Δ | Wert (USD) | Anteil (%) | Stimmkontrolle | Verlauf |
|---|---|---|---|---|---|---|---|
| Elm Partners Management LLC | 6.168.649 | 6.006.305 | +2,7% | 180.716.114 | 34,54 | 0 % | 6 Q |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 3.043.310 | 3.048.593 | -0,2% | 89.793.456 | 17,16 | 100 % | 2 Q |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | 2.775.850 | 2.775.850 | 0,0% | 72.411.987 | 13,84 | 100 % | 9 Q |
| Guardian Financial Partners, LLC | 770.855 | 729.139 | +5,7% | 20.365.986 | 3,89 | 0 % | 12 Q |
| Atria Investments, Inc | 677.733 | 229.498 | +195,3% | 17.905.701 | 3,42 | 0 % | 8 Q |
| ENZI WEALTH | 585.334 | 543.699 | +7,7% | 17.633.183 | 3,37 | 0 % | 3 Q |
| Platform Technology Partners | 305.957 | 279.617 | +9,4% | 9.178.698 | 1,75 | 0 % | 3 Q |
| Sound Income Strategies, LLC | 330.517 | 269.832 | +22,5% | 8.732.255 | 1,67 | 100 % | 6 Q |
| Gradient Investments LLC | 302.753 | 294.190 | +2,9% | 7.998.728 | 1,53 | 0 % | 11 Q |
| AXXCESS WEALTH MANAGEMENT, LLC | 194.396 | 0 | +100,0% | 5.784.949 | 1,11 | 0 % | 2 Q |
| Farther Finance Advisors, LLC | 214.183 | 171.352 | +25,0% | 5.719.684 | 1,09 | 0 % | 5 Q |
| Darwin Wealth Management, LLC | 181.283 | 172.319 | +5,2% | 5.438.503 | 1,04 | 0 % | 3 Q |
| INDEPENDENT FINANCIAL GROUP, LLC | 143.058 | 124.100 | +15,3% | 5.187.657 | 0,99 | 0 % | 11 Q |
| Gladstone Institutional Advisory LLC | 160.323 | 161.072 | -0,5% | 4.730.840 | 0,90 | 0 % | 6 Q |
| Valeo Financial Advisors, LLC | 173.764 | 173.764 | 0,0% | 4.550.601 | 0,87 | 100 % | 12 Q |
| Sowell Financial Services LLC | 158.003 | 156.036 | +1,3% | 4.174.440 | 0,80 | 100 % | 6 Q |
| Fortis Group Advisors, LLC | 154.727 | 144.785 | +6,9% | 3.963.340 | 0,76 | 0 % | 6 Q |
| STEPHENS INC /AR/ | 79.329 | 72.732 | +9,1% | 3.832.834 | 0,73 | 0 % | 6 Q |
| Tanager Wealth Management LLP | 129.100 | 129.100 | 0,0% | 3.782.101 | 0,72 | 0 % | 3 Q |
| CWC Advisors, LLC. | 142.226 | 143.534 | -0,9% | 3.757.611 | 0,72 | 0 % | 6 Q |
Halter-Trend (6 Quartale)
| Periode | Status | Halter | Anteile (Mio) | Wert (Mio $) |
|---|---|---|---|---|
| 30.06.2026 | vorl. | 72 | 21,1 | 594 |
| 31.03.2026 | ✓ | 164 | 40,9 | 1.134 |
| 31.12.2025 | ✓ | 166 | 40,0 | 1.111 |
| 30.09.2025 | ✓ | 127 | 27,9 | 769 |
| 30.06.2025 | ✓ | 118 | 27,4 | 725 |
| 31.03.2025 | ✓ | 108 | 31,3 | 820 |
Top 10 Neueinsteiger
| Fonds | Anteile | Wert (USD) |
|---|---|---|
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 3.048.593 | 72.213.852 |
| ELEVATION POINT WEALTH PARTNERS, LLC | 463.686 | 13.437.623 |
| Vestmark Advisory Solutions, Inc. | 459.389 | 13.313.095 |
| BARCLAYS PLC | 190.000 | 4.873.500 |
| MATHER GROUP, LLC. | 85.462 | 3.280.580 |
| Murphy, Middleton, Hinkle & Parker, Inc. | 92.945 | 2.693.546 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 87.415 | 2.278.756 |
| Creative Planning | 54.001 | 1.464.507 |
| IHT Wealth Management, LLC | 32.729 | 836.882 |
| VectorGlobal IAG, Inc. | 31.542 | 809.052 |
Top 10 Aufstocker
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| MORGAN STANLEY | 1.623.227 | 1.622.204 | +158573.2 % | 41.639.016 |
| Elm Partners Management LLC | 6.006.305 | 1.509.675 | +33.6 % | 159.647.591 |
| HighTower Advisors, LLC | 2.852.740 | 252.142 | +9.7 % | 82.473.629 |
| Rockefeller Capital Management L.P. | 789.109 | 195.747 | +33.0 % | 22.868.403 |
| RAYMOND JAMES FINANCIAL INC | 242.085 | 140.122 | +137.4 % | 7.015.623 |
| Farther Finance Advisors, LLC | 171.352 | 133.510 | +352.8 % | 4.403.382 |
| Copia Wealth Management | 421.521 | 126.485 | +42.9 % | 10.791.229 |
| KLINGENSTEIN FIELDS & CO LP | 131.106 | 107.004 | +444.0 % | 3.799.452 |
| ENVESTNET ASSET MANAGEMENT INC | 602.077 | 80.410 | +15.4 % | 17.103.204 |
| ROYAL BANK OF CANADA | 1.108.026 | 78.274 | +7.6 % | 34.688.000 |
Top 10 Verkäufer
| Fonds | Anteile | Δ Anteile | Δ % | Wert (USD) |
|---|---|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | 2.775.850 | -1.108.532 | -28.5 % | 71.108.530 |
| JANE STREET GROUP, LLC | 97.655 | -539.101 | -84.7 % | 3.265.278 |
| FOURPATH CAPITAL MANAGEMENT, LLC | 11.830 | -524.201 | -97.8 % | 302.493 |
| Arax Advisory Partners | 1.619.766 | -500.975 | -23.6 % | 41.538.489 |
| Spectrum Asset Management, Inc. (NB/CA) | 115.403 | -430.518 | -78.9 % | 2.950.855 |
| Black Swift Group, LLC | 81.955 | -412.009 | -83.4 % | 2.095.589 |
| FLOW TRADERS U.S. LLC | 16.176 | -293.937 | -94.8 % | 415 |
| State of New Jersey Common Pension Fund D | 8.407 | -291.593 | -97.2 % | 225.025 |
| UBS Group AG | 1.638.525 | -165.539 | -9.2 % | 47.204.302 |
| LPL Financial LLC | 1.058.346 | -165.190 | -13.5 % | 27.066.245 |
Proxy-/Governance-Filings
Proxy-Statements (SEC DEF-14A-Familie) der letzten sechs Jahre: reguläre HV-Einladungen zur Aktionärsversammlung, Aktivisten-Proxy-Fights (contested / Non-Management-Solicitation) und M&A-Abstimmungen.
| Datum (US) | Kategorie | HV-Termin (US) | Stichtag (US) | Form | |
|---|---|---|---|---|---|
| 25.09.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 12.09.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 29.08.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 20.08.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 16.07.2025 | HV-Einladung | — | — | DEFA14A | SEC » |
| 09.07.2025 | HV-Einladung | 28.08.2025 a.o. HV | 20.06.2025 | DEF 14A | SEC » |
| 27.06.2025 | Vorläufig | — | — | PRE 14A | SEC » |
| 23.12.2024 | HV-Einladung | — | — | DEFA14A | SEC » |
| 04.12.2024 | HV-Einladung | — | — | DEFA14A | SEC » |
| 12.09.2023 | Vorläufig | — | — | PRE 14A | SEC » |
| 19.07.2022 | HV-Einladung | — | — | DEF 14A | SEC » |
| 28.06.2022 | Vorläufig | — | — | PRE 14A | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). HV-Termin = Datum der Aktionärsversammlung, Stichtag (Record Date) = Nachweisstichtag für die Stimmberechtigung (aus dem Dokument extrahiert).
Übernahmen & Fusionen (M&A)
M&A-relevante SEC-Filings der letzten sechs Jahre: Übernahmeangebote (Tender Offers), Fusionen (425/S-4), Aktienrückkauf-Angebote (Self-Tender) und Going-Private-Transaktionen. Geführt nach dem einreichenden Emittenten.
| Datum (US) | Kategorie | Form | Deal-Konditionen | SEC |
|---|---|---|---|---|
| 21.11.2024 | Fusion | 425 | – | SEC » |
| 13.11.2024 | Fusion | 425 | – | SEC » |
| 04.11.2024 | Fusion | 425 | – | SEC » |
| 21.10.2024 | Fusion | 425 | – | SEC » |
| 21.10.2024 | Fusion | 425 | – | SEC » |
| 17.10.2024 | Fusion | 425 | – | SEC » |
| 09.10.2024 | Fusion | 425 | – | SEC » |
| 09.10.2024 | Fusion | 425 | – | SEC » |
Datum = US-Einreichungsdatum (SEC EDGAR, ET). Deal-Konditionen aus dem Dokument extrahiert (Tender: SC TO-T/-I/SC 14D9; Fusion: 425/S-4 — Gegenpartei + Umtauschverhältnis), ohne Gewähr — Original siehe SEC-Link.